• MIR 5.2 MIR 5.2 Form and method of notification

    • Form of notification

      • MIR 5.2.1

        Where a Recognised Body is required to give any notice or information under any notification rule, it may do so (unless that rule expressly provides otherwise) orally or in writing, whichever is the more appropriate in the circumstances, but where it gives notice or information orally, it must confirm that notice or information in writing promptly.

    • Method of notification

      • MIR 5.2.2

        Unless otherwise stated in the notification rule, a written notification required from a Recognised Body under any notification rule must be given to, or addressed for the attention of, the Recognised Body's usual supervisory contact at the Regulator and:

        (a) delivered by recorded courier to the address in Rule 5.2.3;
        (b) delivered by electronic mail to an address for the Recognised Body's usual supervisory contact at the Regulator and obtaining an electronic confirmation of receipt; or
        (c) delivered by hand to the Recognised Body's usual supervisory contact at the Regulator.

      • MIR 5.2.3

        The address for a written notification to the Regulator is:

        Financial Services Regulatory Authority
        Abu Dhabi Global Market Square
        Al Mariyah Island
        P.O. Box 111999
        Abu Dhabi
        United Arab Emirates

    • Timely notification

      • MIR 5.2.4

        If a notification rule requires notification within a specified period:

        (a) the Recognised Body must give the notification so as to be received by the Regulator no later than the end of that period; and
        (b) if the end of that period falls on a day which is not a business day, the notification must be given so as to be received by the Regulator no later than the start of the first business day after the end of that period.