• MKT 2.2 MKT 2.2 The Listing Principles

    • Guidance

      1. The purpose of the Listing Principles is to ensure that Listed Entities pay due regard to the fundamental role played by them in maintaining market confidence and ensuring a fair and orderly market. The Listing Principles are designed to assist Listed Entities in identifying their obligations and responsibilities under the Listing Rules.
      2. The Listing Principles apply in addition to the Corporate Governance Principles in chapter 9 which apply to all Reporting Entities.

    • Principle 1

      • MKT 2.2.1

        A Listed Entity must take reasonable steps to ensure that its Senior Management and any other relevant Employees understand and comply with their responsibilities and obligations under the Listing Rules.

    • Principle 2

      • MKT 2.2.2

        A Listed Entity must take reasonable steps to establish and maintain adequate policies, procedures, systems and controls to enable it to comply with its obligations under the Listing Rules.

    • Principle 3

      • MKT 2.2.3

        A Listed Entity must act with integrity towards holders and potential holders of its Listed Securities.

    • Principle 4

      • MKT 2.2.4

        A Listed Entity must communicate information to holders and potential holders of its Listed Securities in such a way as to avoid the creation or continuation of a false market in such Listed Securities.

    • Principle 5

      • MKT 2.2.5

        A Listed Entity must deal with the Regulator in an open and co-operative manner.

    • Principle 6

      • MKT 2.2.6

        A Listed Entity must ensure that it treats all holders of the same class of its Listed Securities equally in respect of the rights attaching to such Listed Securities.