• MKT 2.5 MKT 2.5 Determination of applications and references

    • Guidance

      • Determination of applications

        1. Under section 50(2) of the FSMR, the Regulator may only grant admission of Securities to an Official List of Securities maintained by it, in accordance with the requirements in the FSMR and the Rules made for the purposes of the FSMR.
        2. Under section 52(1)(b) of the FSMR, the Regulator may impose conditions or restrictions in respect of the admission of Securities to the Official List of Securities, or vary or withdraw such conditions or restrictions.
        3. Under section 52(3) of the FSMR, a Recognised Body or the Regulator, as is relevant, will notify the Applicant in writing of its decision in relation to the application for admission of Securities to the Official List of Securities.
        4. Where the Regulator grants admission of Securities to an Official List of Securities, it will include such Person in its Official List of Securities published on the ADGM website.
        Amended on (3 February, 2020).