• 2.1 2.1 Background

    • 2.1.1

      The Regulator may be provided with information which is confidential in two ways:

      (a) voluntarily (that is, information obtained on a voluntary basis); and
      (b) under compulsion, including through:
      i. the exercise of the Regulator's supervisory and investigative powers (see section 2.2 below); and
      ii. the exercise of the Regulator's information gathering powers at the request, and on behalf, of Non-ADGM Regulators (see section 2.3 below).