• 9.1 9.1 Requests for Assistance

    • 9.1.1

      This section applies if the Regulator is the Home Regulator in relation to a Passported Fund.

      Inserted on (11 March, 2019).

    • 9.1.2

      The Regulator may request assistance from the Host Regulator to separately conduct an investigation relating to the Passported Fund in the Host Jurisdiction. Upon completion of an investigation, the Regulator will notify the relevant Host Regulator and provide it with a report of its findings, including any penalties imposed on the Fund Manager or any other Person in relation to the Passported Fund.

      Inserted on (11 March, 2019).