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ADGM LEGAL FRAMEWORK

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    • FEDERAL DECREE NO (15) OF 2013
    • CABINET RESOLUTION NO (4) OF 2013
    • CABINET RESOLUTION NO. 28 OF 2007
    • ABU DHABI LAW NO. (4) OF 2013
    • ABU DHABI LAW NO. (12) OF 2020
    • ADGM LEGAL FRAMEWORK
    • ADGM COURTS PROCEDURES
    • GUIDANCE & POLICY STATEMENTS
    • PUBLIC CONSULTATION PAPERS
      • Open Papers
      • Closed Papers
        • 2022
        • 2021
        • 2020
        • 2019
        • 2018
        • 2017
          • Consultation Paper No 5 of 2017 — Proposed Amendments to ADGM Capital Markets Regulations and Rules
          • Consultation Paper No 4 of 2017 — Amendments to Prudential — Investment, Insurance Intermediation and Banking Rulebook
          • Consultation Paper No. 3 of 2017 — ADGM Foundations Regime
          • Consultation Paper No. 2 of 2017 — Proposed Amendments to ADGM's Data Protection Regulations
          • Consultation Paper No. 1 of 2017 — Proposed Miscellaneous Amendments to ADGM Regulations and Rules
        • 2016
        • 2015
    • NOTICES OF PUBLICATION
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  1. ABU DHABI GLOBAL MARKET
  2. PUBLIC CONSULTATION PAPERS
  3. Closed Papers
  4. 2017
  • 2017 2017

    • Consultation Paper No 5 of 2017 — Proposed Amendments to ADGM Capital Markets Regulations and Rules

      Consultation Paper No 5 of 2017Consultation Paper No 5 of 2017

      Schedule A — Additional Policy AmendmentsSchedule A — Additional Policy Amendments

      Annex A — Draft amendments to FSMRAnnex A — Draft amendments to FSMR

      Appendix 1 — Draft amendments to MIRAppendix 1 — Draft amendments to MIR
      Appendix 2 — Draft amendments to MKTAppendix 2 — Draft amendments to MKT
      Appendix 3 — Draft amendments to GLOAppendix 3 — Draft amendments to GLO
      Appendix 4 — Draft amendments to the Rules of Market Conduct (RMC)Appendix 4 — Draft amendments to the Rules of Market Conduct (RMC)
      Appendix 5 — Draft amendments to the Conduct of Business Rules (COBS)Appendix 5 — Draft amendments to the Conduct of Business Rules (COBS)
      Appendix 6 — Draft amendments to the General Rulebook (GEN)Appendix 6 — Draft amendments to the General Rulebook (GEN)
      Appendix 7 — Draft amendments to the Fees Rules (FEES)Appendix 7 — Draft amendments to the Fees Rules (FEES)
      Appendix 8 — Draft amendments to the Islamic Finance Rules (IFR)Appendix 8 — Draft amendments to the Islamic Finance Rules (IFR)

    • Consultation Paper No 4 of 2017 — Amendments to Prudential — Investment, Insurance Intermediation and Banking Rulebook

      Consultation Paper No 4 of 2017Consultation Paper No 4 of 2017

      Annex A — Prudential — Investment, Insurance Intermediation and Banking Rules (PRU)Annex A — Prudential — Investment, Insurance Intermediation and Banking Rules (PRU)

      Annex B — Mapping TableAnnex B — Mapping Table

      Annex C — AbbreviationsAnnex C — Abbreviations

    • Consultation Paper No. 3 of 2017 — ADGM Foundations Regime

      Consultation Paper No. 3 of 2017 – ADGM Foundations RegimeConsultation Paper No. 3 of 2017 – ADGM Foundations Regime

      Annex A – ADGM Foundations Regulations 2017Annex A – ADGM Foundations Regulations 2017

    • Consultation Paper No. 2 of 2017 — Proposed Amendments to ADGM's Data Protection Regulations

      Consultation Paper No. 2 of 2017 — Proposed Amendments to ADGM's Data Protection RegulationsConsultation Paper No. 2 of 2017 — Proposed Amendments to ADGM's Data Protection Regulations

      Annex A — Data Protection (Amendment) Regulations 2017Annex A — Data Protection (Amendment) Regulations 2017

    • Consultation Paper No. 1 of 2017 — Proposed Miscellaneous Amendments to ADGM Regulations and Rules

      Consultation Paper No. 1 of 2017 — Proposed Miscellaneous Amendments to ADGM Regulations and RulesConsultation Paper No. 1 of 2017 — Proposed Miscellaneous Amendments to ADGM Regulations and Rules

      Annex A — Financial Services and Markets (Amendment) Regulations 2017Annex A — Financial Services and Markets (Amendment) Regulations 2017

      Annex A - Appendix 1 — General RulesAnnex A - Appendix 1 — General Rules

      Annex A - Appendix 2 — Conduct of Business RulesAnnex A - Appendix 2 — Conduct of Business Rules

      Annex A - Appendix 3 — Captive Insurance Business RulesAnnex A - Appendix 3 — Captive Insurance Business Rules

      Annex A - Appendix 4 — Fund RulesAnnex A - Appendix 4 — Fund Rules

      Annex A - Appendix 5 — Anti-Money Laundering and Sanctions RulesAnnex A - Appendix 5 — Anti-Money Laundering and Sanctions Rules

      Annex A - Appendix 6 — GlossaryAnnex A - Appendix 6 — Glossary

      Annex A - Appendix 7 — Fees RulesAnnex A - Appendix 7 — Fees Rules

      Annex A - Appendix 8 — Islamic Finance RulesAnnex A - Appendix 8 — Islamic Finance Rules

      Annex B — Draft Companies (Amendment) Regulations 2017Annex B — Draft Companies (Amendment) Regulations 2017

      Annex B - Appendix 1 — Companies Regulations (Model Articles) Rules 2015Annex B - Appendix 1 — Companies Regulations (Model Articles) Rules 2015

      Annex B - Appendix 2 — Companies Regulations (Register of Auditors) Rules 2015Annex B - Appendix 2 — Companies Regulations (Register of Auditors) Rules 2015

      Annex C — Interpretation (Amendment) Regulations 2017Annex C — Interpretation (Amendment) Regulations 2017

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