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ADGM LEGAL FRAMEWORK

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    • FEDERAL DECREE NO (15) OF 2013
    • CABINET RESOLUTION NO (4) OF 2013
    • CABINET RESOLUTION NO. 28 OF 2007
    • ABU DHABI LAW NO. (4) OF 2013
    • ABU DHABI LAW NO. (12) OF 2020
    • ADGM LEGAL FRAMEWORK
    • ADGM COURTS PROCEDURES
    • GUIDANCE & POLICY STATEMENTS
    • PUBLIC CONSULTATION PAPERS
      • Open Papers
      • Closed Papers
        • 2022
        • 2021
        • 2020
        • 2019
        • 2018
          • Consultation Paper No. 9 of 2018 — Proposed Late Renewal Penalty Guide — Commercial Licences
          • Consultation Paper No. 8 of 2018 — Proposed Late Filing Penalty Guide — Annual Accounts
          • Consultation Paper No. 7 of 2018 — Consultation on proposed Fund Passporting Rules
          • Consultation Paper No. 6 of 2018 — Litigation Funding Rules
          • Consultation Paper No. 5 of 2018 — Consultation on proposed Bank Recovery and Resolution Regulations
          • Consultation Paper No. 4 of 2018 — Proposed Regulatory Framework for Operators of Private Financing Platforms
          • Consultation Paper No. 3 of 2018 — Registration Authority Decision Procedures and Enforcement Manual
          • Consultation Paper No. 2 of 2018 – Introduction of Crypto Asset Regulatory Framework in ADGM
          • Consultation Paper No. 1 of 2018 – Beneficial Ownership and Control Regulations
        • 2017
        • 2016
        • 2015
    • NOTICES OF PUBLICATION
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  1. ABU DHABI GLOBAL MARKET
  2. PUBLIC CONSULTATION PAPERS
  3. Closed Papers
  4. 2018
  • 2018 2018

    • Consultation Paper No. 9 of 2018 — Proposed Late Renewal Penalty Guide — Commercial Licences

      Consultation Paper No. 9 of 2018 — Consultation on Proposed Late Renewal Penalty Guide — Commercial LicencesConsultation Paper No. 9 of 2018 — Consultation on Proposed Late Renewal Penalty Guide — Commercial Licences

      Annex A — Late Renewal Penalty Guide — Commercial LicensesAnnex A — Late Renewal Penalty Guide — Commercial Licenses

    • Consultation Paper No. 8 of 2018 — Proposed Late Filing Penalty Guide — Annual Accounts

      Consultation Paper No. 8 of 2018 — Consultation on Proposed Late Filing Penalty Guide — Annual AccountsConsultation Paper No. 8 of 2018 — Consultation on Proposed Late Filing Penalty Guide — Annual Accounts

      Annex A — Late Filing Penalty Guide — Annual AccountsAnnex A — Late Filing Penalty Guide — Annual Accounts

    • Consultation Paper No. 7 of 2018 — Consultation on proposed Fund Passporting Rules

      Consultation Paper No. 7 of 2018 — Consultation on proposed Fund Passporting RulesConsultation Paper No. 7 of 2018 — Consultation on proposed Fund Passporting Rules

      Annex A — Proposed Fund Passporting RulesAnnex A — Proposed Fund Passporting Rules

      Annex B — Draft amendments to Financial Services and Markets Regulations (FSMR);Annex B — Draft amendments to Financial Services and Markets Regulations (FSMR);

      Appendix 1 — Draft amendments to the Conduct of Business Rules (COBS);Appendix 1 — Draft amendments to the Conduct of Business Rules (COBS);
      Appendix 2 — Draft amendments to the Fees Rules (FEES); andAppendix 2 — Draft amendments to the Fees Rules (FEES); and
      Appendix 3 — Draft amendments to the Glossary (GLO).Appendix 3 — Draft amendments to the Glossary (GLO).

    • Consultation Paper No. 6 of 2018 — Litigation Funding Rules

      Consultation Paper No. 6 of 2018 — Consultation on proposed Bank Recovery and Resolution RegulationsConsultation Paper No. 6 of 2018 — Consultation on proposed Bank Recovery and Resolution Regulations

      Annexure A — Litigation Funding RulesAnnexure A — Litigation Funding Rules

    • Consultation Paper No. 5 of 2018 — Consultation on proposed Bank Recovery and Resolution Regulations

      Consultation Paper No. 5 of 2018 — Consultation on proposed Bank Recovery and Resolution RegulationsConsultation Paper No. 5 of 2018 — Consultation on proposed Bank Recovery and Resolution Regulations

      Annex A — Draft Bank Recovery and Resolution Regulations 2018Annex A — Draft Bank Recovery and Resolution Regulations 2018

      Annex B — Draft amendments to Financial Services and Markets Regulations (FSMR)Annex B — Draft amendments to Financial Services and Markets Regulations (FSMR)

      Annex C — Draft amendments to Insolvency Regulations 2015Annex C — Draft amendments to Insolvency Regulations 2015

      Appendix 1 — Draft amendments to the Prudential – Investment, Insurance Intermediation and Banking Rules (PRU)Appendix 1 — Draft amendments to the Prudential – Investment, Insurance Intermediation and Banking Rules (PRU)

    • Consultation Paper No. 4 of 2018 — Proposed Regulatory Framework for Operators of Private Financing Platforms

      Consultation Paper No. 4 of 2018 — Proposed Regulatory Framework for Operators of Private Financing PlatformsConsultation Paper No. 4 of 2018 — Proposed Regulatory Framework for Operators of Private Financing Platforms

      Annex A — Draft amendments to Financial Services Markets Regulations (FSMR)Annex A — Draft amendments to Financial Services Markets Regulations (FSMR)

      Appendix 1 — Draft amendments to the Conduct of Business Rulebook (COBS)Appendix 1 — Draft amendments to the Conduct of Business Rulebook (COBS)

      Appendix 2 — Draft amendments to the Prudential — Investment, Insurance Intermediation and Banking Rules (PRU)Appendix 2 — Draft amendments to the Prudential — Investment, Insurance Intermediation and Banking Rules (PRU)

      Appendix 3 — Draft amendments to Glossary (GLO)Appendix 3 — Draft amendments to Glossary (GLO)

      Appendix 4 — Draft amendments to the Fund Rules (FUNDS)Appendix 4 — Draft amendments to the Fund Rules (FUNDS)

      Annex B — Guidance: Regulatory Framework for Private Financing PlatformsAnnex B — Guidance: Regulatory Framework for Private Financing Platforms

      Annex C — Discussion Paper No. 1 of 2018

    • Consultation Paper No. 3 of 2018 — Registration Authority Decision Procedures and Enforcement Manual

      Consultation Paper No 3 of 2018 — Registration Authority Decision Procedures and Enforcement ManualConsultation Paper No 3 of 2018 — Registration Authority Decision Procedures and Enforcement Manual

      Annex A — Draft Decision Procedures and Enforcement ManualAnnex A — Draft Decision Procedures and Enforcement Manual

    • Consultation Paper No. 2 of 2018 – Introduction of Crypto Asset Regulatory Framework in ADGM

      Consultation Paper No 2 of 2018 — Introduction of Crypto Asset Regulatory Framework in ADGMConsultation Paper No 2 of 2018 — Introduction of Crypto Asset Regulatory Framework in ADGM

      Annex A — Draft amendments to Financial Services Markets Regulations (FSMR)Annex A — Draft amendments to Financial Services Markets Regulations (FSMR)

      Appendix 1 — Draft amendments to the Conduct of Business Rulebook (COBS)Appendix 1 — Draft amendments to the Conduct of Business Rulebook (COBS)

      Appendix 2 — Draft amendments to the Fees Rules (FEES)Appendix 2 — Draft amendments to the Fees Rules (FEES)

      Appendix 3 — Draft amendments to Market Infrastructure Rulebook (MIR)Appendix 3 — Draft amendments to Market Infrastructure Rulebook (MIR)

      Appendix 4 — Draft amendments to Glossary (GLO)Appendix 4 — Draft amendments to Glossary (GLO)

    • Consultation Paper No. 1 of 2018 – Beneficial Ownership and Control Regulations

      Consultation Paper No 1 of 2018 — Beneficial Ownership and Control RegulationsConsultation Paper No 1 of 2018 — Beneficial Ownership and Control Regulations

      Annex A — Beneficial Ownership and Control RegulationsAnnex A — Beneficial Ownership and Control Regulations

      Annex B — Companies (Amendment) Regulations 2018Annex B — Companies (Amendment) Regulations 2018

      Annex C — Limited Liability Partnerships (Amendment) Regulations 2018Annex C — Limited Liability Partnerships (Amendment) Regulations 2018

      Annex D — Foundations (Amendment) Regulations 2018Annex D — Foundations (Amendment) Regulations 2018

      Annex E — Commerical Licensing (Amendment) Regulations 2018Annex E — Commerical Licensing (Amendment) Regulations 2018

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