2018 2018
Consultation Paper No. 9 of 2018 — Proposed Late Renewal Penalty Guide — Commercial Licences
Consultation Paper No. 9 of 2018 — Consultation on Proposed Late Renewal Penalty Guide — Commercial LicencesConsultation Paper No. 9 of 2018 — Consultation on Proposed Late Renewal Penalty Guide — Commercial Licences
Annex A — Late Renewal Penalty Guide — Commercial LicensesAnnex A — Late Renewal Penalty Guide — Commercial Licenses
Consultation Paper No. 8 of 2018 — Proposed Late Filing Penalty Guide — Annual Accounts
Consultation Paper No. 8 of 2018 — Consultation on Proposed Late Filing Penalty Guide — Annual AccountsConsultation Paper No. 8 of 2018 — Consultation on Proposed Late Filing Penalty Guide — Annual Accounts
Annex A — Late Filing Penalty Guide — Annual AccountsAnnex A — Late Filing Penalty Guide — Annual Accounts
Consultation Paper No. 7 of 2018 — Consultation on proposed Fund Passporting Rules
Consultation Paper No. 7 of 2018 — Consultation on proposed Fund Passporting RulesConsultation Paper No. 7 of 2018 — Consultation on proposed Fund Passporting Rules
Annex A — Proposed Fund Passporting RulesAnnex A — Proposed Fund Passporting Rules
Annex B — Draft amendments to Financial Services and Markets Regulations (FSMR);Annex B — Draft amendments to Financial Services and Markets Regulations (FSMR);
Appendix 1 — Draft amendments to the Conduct of Business Rules (COBS);Appendix 1 — Draft amendments to the Conduct of Business Rules (COBS);Consultation Paper No. 6 of 2018 — Litigation Funding Rules
Consultation Paper No. 6 of 2018 — Consultation on proposed Bank Recovery and Resolution RegulationsConsultation Paper No. 6 of 2018 — Consultation on proposed Bank Recovery and Resolution Regulations
Annexure A — Litigation Funding RulesAnnexure A — Litigation Funding Rules
Consultation Paper No. 5 of 2018 — Consultation on proposed Bank Recovery and Resolution Regulations
Consultation Paper No. 5 of 2018 — Consultation on proposed Bank Recovery and Resolution RegulationsConsultation Paper No. 5 of 2018 — Consultation on proposed Bank Recovery and Resolution Regulations
Annex A — Draft Bank Recovery and Resolution Regulations 2018Annex A — Draft Bank Recovery and Resolution Regulations 2018
Annex B — Draft amendments to Financial Services and Markets Regulations (FSMR)Annex B — Draft amendments to Financial Services and Markets Regulations (FSMR)
Annex C — Draft amendments to Insolvency Regulations 2015Annex C — Draft amendments to Insolvency Regulations 2015
Consultation Paper No. 4 of 2018 — Proposed Regulatory Framework for Operators of Private Financing Platforms
Consultation Paper No. 4 of 2018 — Proposed Regulatory Framework for Operators of Private Financing PlatformsConsultation Paper No. 4 of 2018 — Proposed Regulatory Framework for Operators of Private Financing Platforms
Annex A — Draft amendments to Financial Services Markets Regulations (FSMR)Annex A — Draft amendments to Financial Services Markets Regulations (FSMR)
Appendix 1 — Draft amendments to the Conduct of Business Rulebook (COBS)Appendix 1 — Draft amendments to the Conduct of Business Rulebook (COBS)
Appendix 2 — Draft amendments to the Prudential — Investment, Insurance Intermediation and Banking Rules (PRU)Appendix 2 — Draft amendments to the Prudential — Investment, Insurance Intermediation and Banking Rules (PRU)
Appendix 3 — Draft amendments to Glossary (GLO)Appendix 3 — Draft amendments to Glossary (GLO)
Appendix 4 — Draft amendments to the Fund Rules (FUNDS)Appendix 4 — Draft amendments to the Fund Rules (FUNDS)
Annex B — Guidance: Regulatory Framework for Private Financing PlatformsAnnex B — Guidance: Regulatory Framework for Private Financing Platforms
Consultation Paper No. 3 of 2018 — Registration Authority Decision Procedures and Enforcement Manual
Consultation Paper No 3 of 2018 — Registration Authority Decision Procedures and Enforcement ManualConsultation Paper No 3 of 2018 — Registration Authority Decision Procedures and Enforcement Manual
Annex A — Draft Decision Procedures and Enforcement ManualAnnex A — Draft Decision Procedures and Enforcement Manual
Consultation Paper No. 2 of 2018 – Introduction of Crypto Asset Regulatory Framework in ADGM
Consultation Paper No 2 of 2018 — Introduction of Crypto Asset Regulatory Framework in ADGMConsultation Paper No 2 of 2018 — Introduction of Crypto Asset Regulatory Framework in ADGM
Annex A — Draft amendments to Financial Services Markets Regulations (FSMR)Annex A — Draft amendments to Financial Services Markets Regulations (FSMR)
Appendix 1 — Draft amendments to the Conduct of Business Rulebook (COBS)Appendix 1 — Draft amendments to the Conduct of Business Rulebook (COBS)
Appendix 2 — Draft amendments to the Fees Rules (FEES)Appendix 2 — Draft amendments to the Fees Rules (FEES)
Appendix 3 — Draft amendments to Market Infrastructure Rulebook (MIR)Appendix 3 — Draft amendments to Market Infrastructure Rulebook (MIR)
Appendix 4 — Draft amendments to Glossary (GLO)Appendix 4 — Draft amendments to Glossary (GLO)
Consultation Paper No. 1 of 2018 – Beneficial Ownership and Control Regulations
Consultation Paper No 1 of 2018 — Beneficial Ownership and Control RegulationsConsultation Paper No 1 of 2018 — Beneficial Ownership and Control Regulations
Annex A — Beneficial Ownership and Control RegulationsAnnex A — Beneficial Ownership and Control Regulations
Annex B — Companies (Amendment) Regulations 2018Annex B — Companies (Amendment) Regulations 2018
Annex C — Limited Liability Partnerships (Amendment) Regulations 2018Annex C — Limited Liability Partnerships (Amendment) Regulations 2018
Annex D — Foundations (Amendment) Regulations 2018Annex D — Foundations (Amendment) Regulations 2018
Annex E — Commerical Licensing (Amendment) Regulations 2018Annex E — Commerical Licensing (Amendment) Regulations 2018