Discussion Paper No. 1 of 2022 — Policy Considerations for Decentralised Finance

Discussion Paper No. 1 of 2022 — Policy Considerations for Decentralised Finance

Consultation Paper No. 4 of 2022 — Proposal to Enhance the Framework Regulating Insolvency Practitioners

Consultation Paper No. 4 of 2022 – Proposal to Enhance the Framework Regulating Insolvency Practitioners

Consultation Paper No. 3 of 2022 — Proposed Changes to ADGM Commercial Legislation

Consultation Paper No. 3 of 2022 — Proposed Changes to ADGM Commercial Legislation

Consultation Paper No 2 of 2022 — Proposals for Revised Fees for Late Regulatory Filings

Consultation Paper No 2 of 2022 — Proposals for Revised Fees for Late Regulatory Filings

Consultation Paper No. 1 of 2022 — Proposals for Enhancements to Capital Markets and Virtual Assets in ADGM

Consultation Paper No. 1 of 2022 — Proposals for Enhancements to Capital Markets and Virtual Assets in ADGM

Consultation Paper No. 6 of 2021 — Proposal to amend ADGM Beneficial Ownership and Control Regulations 2018

Consultation Paper No. 6 of 2021 — Proposal to amend ADGM Beneficial Ownership and Control Regulations 2018

Consultation Paper No. 5 of 2021 — Proposals for Broadening Participation in Private Capital Markets

Consultation Paper No. 5 of 2021 — Proposals for Broadening Participation in Private Capital Markets

Consultation Paper No. 4 of 2021 — Proposed merger of FSRA Regulatory Committee and Appeals Panel

Consultation Paper No. 4 of 2021 — Proposed merger of FSRA Regulatory Committee and Appeals Panel

Consultation Paper No. 3 of 2021 — Proposals on Digital Verification of Identity (eKYC)

Consultation Paper No. 3 of 2021 — Proposals on Digital Verification of Identity (eKYC)

Consultation Paper No. 1 of 2021 — Proposed Amendments to the Registration Authority’s Decision Procedures and Enforcement Manual

Consultation Paper No. 1 of 2021 — Proposed Amendments to the Registration Authority’s Decision Procedures and Enforcement Manual

Consultation Paper No. 9 of 2020 — Proposed Amendments to the ADGM Auditors’ Framework

Consultation Paper No. 9 of 2020 — Proposed Amendments to the ADGM Auditors’ Framework

Consultation Paper No. 7 of 2020 — Proposed regulatory framework for Providing Third Party Financial Technology Services in ADGM

Consultation Paper No. 7 of 2020 — Proposed regulatory framework for Providing Third Party Financial Technology Services in ADGM

Consultation Paper No. 6 of 2020 — New Data Protection regulatory framework

Consultation Paper No. 6 of 2020 — New Data Protection regulatory framework

Consultation Paper No. 5 of 2020 — Proposed introduction of the Company Service Providers Framework

Consultation Paper No. 5 of 2020 — Proposed introduction of the Company Service Providers Framework

Consultation Paper No. 4 of 2020 — Proposed Amendments to the Application of English Law Regulations 2015

Consultation Paper No. 4 of 2020 — Proposed Amendments to the Application of English Law Regulations 2015

Consultation Paper No. 3 of 2020 — Electronic Transactions Regulations

Consultation Paper No. 3 of 2020 — Electronic Transactions Regulations

Consultation Paper No. 2 of 2020 — Proposed amendments to the Registration Authority’s Decision Procedures and Enforcement Manual.

Consultation Paper No. 2 of 2020 – Proposed amendments to the Registration Authority’s Decision Procedures and Enforcement Manual.

Consultation Paper No 1 of 2020 – Proposals for revision of the regulatory framework for Providing Money Services in ADGM

Consultation Paper No 1 of 2020 — Proposals for revision of the regulatory framework for Providing Money Services in ADGMConsultation Paper No 1 of 2020 — Proposals for revision of the regulatory framework for Providing Money Services in ADGM

Consultation Paper No 6 of 2019 — Proposed Amendments to ADGM Commercial Legislation

Consultation Paper No. 6 of 2019 — Proposed Amendments to ADGM Commercial LegislationConsultation Paper No. 6 of 2019 — Proposed Amendments to ADGM Commercial Legislation

Consultation Paper No. 5 of 2019 — Updates to the "Prudential — Investment, Insurance Intermediation and Banking" Rulebook

Consultation Paper No. 5 of 2019 — Updates to the "Prudential — Investment, Insurance Intermediation and Banking" RulebookConsultation Paper No. 5 of 2019 — Updates to the "Prudential — Investment, Insurance Intermediation and Banking" Rulebook

Consultation Paper No. 4 of 2019 — Proposed Miscellaneous Amendments to FSRA Regulations and Rules

Consultation Paper No. 4 of 2019 — Proposed Miscellaneous Amendments to FSRA Regulations and RulesConsultation Paper No. 4 of 2019 — Proposed Miscellaneous Amendments to FSRA Regulations and Rules

Consultation Paper No. 3 of 2019 — Proposed revision of FEES Rules

Consultation Paper No. 3 of 2019 — Proposed revision of FEES RulesConsultation Paper No. 3 of 2019 — Proposed revision of FEES Rules

Consultation Paper No. 2 of 2019 — Proposed amendments to the Employment Regulations 2015

The ADGM Registration Authority would like to invite comments on the proposed amendments to the Employment Regulations 2015, the Employment Regulations 2015 (Compensation Awards and Limits) Rules 2016 and the introduction of Employment Regulations 2019 (Engaging Non-Employees) Rules 2019.

Consultation Paper no. 2 of 2019 — Proposed Amendments to the Employment Rules and RegulationsConsultation Paper no. 2 of 2019 — Proposed Amendments to the Employment Rules and Regulations

Annex A — Proposed Amendments to the Employment Regulations. Please click here for the TrackedTracked version and the CleanClean version of the Annex.

Annex B — Proposed Amendments to the Employment Regulations (Compensation Awards and Limits) Rules 2019. Please click here for the TrackedTracked version and the CleanClean version of the Annex.

Annex C — Proposed Introduction of Employment Regulations (Engaging Non-Employees) Rules 2019Annex C — Proposed Introduction of Employment Regulations (Engaging Non-Employees) Rules 2019

Annex D — ADGM Work Permits GuidanceAnnex D — ADGM Work Permits Guidance

Consultation Paper No. 1 of 2019 — Proposed Revisions to the Anti-Money Laundering Regime in ADGM

Consultation Paper No. 1 of 2019 — Proposed Revisions to the Anti-Money Laundering Regime in ADGMConsultation Paper No. 1 of 2019 — Proposed Revisions to the Anti-Money Laundering Regime in ADGM

Annex A — Proposed Amendments to Financial Services and Markets Regulations (FSMR)Annex A — Proposed Amendments to Financial Services and Markets Regulations (FSMR)

Consultation Paper No. 9 of 2018 — Proposed Late Renewal Penalty Guide — Commercial Licences

Consultation Paper No. 9 of 2018 — Consultation on Proposed Late Renewal Penalty Guide — Commercial LicencesConsultation Paper No. 9 of 2018 — Consultation on Proposed Late Renewal Penalty Guide — Commercial Licences

Annex A — Late Renewal Penalty Guide — Commercial LicensesAnnex A — Late Renewal Penalty Guide — Commercial Licenses

Consultation Paper No. 8 of 2018 — Proposed Late Filing Penalty Guide — Annual Accounts

Consultation Paper No. 8 of 2018 — Consultation on Proposed Late Filing Penalty Guide — Annual AccountsConsultation Paper No. 8 of 2018 — Consultation on Proposed Late Filing Penalty Guide — Annual Accounts

Annex A — Late Filing Penalty Guide — Annual AccountsAnnex A — Late Filing Penalty Guide — Annual Accounts

Consultation Paper No. 7 of 2018 — Consultation on proposed Fund Passporting Rules

Consultation Paper No. 7 of 2018 — Consultation on proposed Fund Passporting RulesConsultation Paper No. 7 of 2018 — Consultation on proposed Fund Passporting Rules

Annex A — Proposed Fund Passporting RulesAnnex A — Proposed Fund Passporting Rules

Annex B — Draft amendments to Financial Services and Markets Regulations (FSMR);Annex B — Draft amendments to Financial Services and Markets Regulations (FSMR);

Consultation Paper No. 6 of 2018 — Litigation Funding Rules

Consultation Paper No. 6 of 2018 — Consultation on proposed Bank Recovery and Resolution RegulationsConsultation Paper No. 6 of 2018 — Consultation on proposed Bank Recovery and Resolution Regulations

Annexure A — Litigation Funding RulesAnnexure A — Litigation Funding Rules

Consultation Paper No. 5 of 2018 — Consultation on proposed Bank Recovery and Resolution Regulations

Consultation Paper No. 5 of 2018 — Consultation on proposed Bank Recovery and Resolution RegulationsConsultation Paper No. 5 of 2018 — Consultation on proposed Bank Recovery and Resolution Regulations

Annex A — Draft Bank Recovery and Resolution Regulations 2018Annex A — Draft Bank Recovery and Resolution Regulations 2018

Annex B — Draft amendments to Financial Services and Markets Regulations (FSMR)Annex B — Draft amendments to Financial Services and Markets Regulations (FSMR)

Annex C — Draft amendments to Insolvency Regulations 2015Annex C — Draft amendments to Insolvency Regulations 2015

Consultation Paper No. 4 of 2018 — Proposed Regulatory Framework for Operators of Private Financing Platforms

Consultation Paper No. 4 of 2018 — Proposed Regulatory Framework for Operators of Private Financing PlatformsConsultation Paper No. 4 of 2018 — Proposed Regulatory Framework for Operators of Private Financing Platforms

Annex A — Draft amendments to Financial Services Markets Regulations (FSMR)Annex A — Draft amendments to Financial Services Markets Regulations (FSMR)

Appendix 1 — Draft amendments to the Conduct of Business Rulebook (COBS)Appendix 1 — Draft amendments to the Conduct of Business Rulebook (COBS)

Appendix 2 — Draft amendments to the Prudential — Investment, Insurance Intermediation and Banking Rules (PRU)Appendix 2 — Draft amendments to the Prudential — Investment, Insurance Intermediation and Banking Rules (PRU)

Appendix 3 — Draft amendments to Glossary (GLO)Appendix 3 — Draft amendments to Glossary (GLO)

Appendix 4 — Draft amendments to the Fund Rules (FUNDS)Appendix 4 — Draft amendments to the Fund Rules (FUNDS)

Annex B — Guidance: Regulatory Framework for Private Financing PlatformsAnnex B — Guidance: Regulatory Framework for Private Financing Platforms

Annex C — Discussion Paper No. 1 of 2018

Consultation Paper No. 3 of 2018 — Registration Authority Decision Procedures and Enforcement Manual

Consultation Paper No 3 of 2018 — Registration Authority Decision Procedures and Enforcement ManualConsultation Paper No 3 of 2018 — Registration Authority Decision Procedures and Enforcement Manual

Annex A — Draft Decision Procedures and Enforcement ManualAnnex A — Draft Decision Procedures and Enforcement Manual

Consultation Paper No. 2 of 2018 – Introduction of Crypto Asset Regulatory Framework in ADGM

Consultation Paper No 2 of 2018 — Introduction of Crypto Asset Regulatory Framework in ADGMConsultation Paper No 2 of 2018 — Introduction of Crypto Asset Regulatory Framework in ADGM

Annex A — Draft amendments to Financial Services Markets Regulations (FSMR)Annex A — Draft amendments to Financial Services Markets Regulations (FSMR)

Appendix 1 — Draft amendments to the Conduct of Business Rulebook (COBS)Appendix 1 — Draft amendments to the Conduct of Business Rulebook (COBS)

Appendix 2 — Draft amendments to the Fees Rules (FEES)Appendix 2 — Draft amendments to the Fees Rules (FEES)

Appendix 3 — Draft amendments to Market Infrastructure Rulebook (MIR)Appendix 3 — Draft amendments to Market Infrastructure Rulebook (MIR)

Appendix 4 — Draft amendments to Glossary (GLO)Appendix 4 — Draft amendments to Glossary (GLO)

Consultation Paper No. 1 of 2018 – Beneficial Ownership and Control Regulations

Consultation Paper No 1 of 2018 — Beneficial Ownership and Control RegulationsConsultation Paper No 1 of 2018 — Beneficial Ownership and Control Regulations

Annex A — Beneficial Ownership and Control RegulationsAnnex A — Beneficial Ownership and Control Regulations

Annex B — Companies (Amendment) Regulations 2018Annex B — Companies (Amendment) Regulations 2018

Annex C — Limited Liability Partnerships (Amendment) Regulations 2018Annex C — Limited Liability Partnerships (Amendment) Regulations 2018

Annex D — Foundations (Amendment) Regulations 2018Annex D — Foundations (Amendment) Regulations 2018

Annex E — Commerical Licensing (Amendment) Regulations 2018Annex E — Commerical Licensing (Amendment) Regulations 2018

Consultation Paper No 5 of 2017 — Proposed Amendments to ADGM Capital Markets Regulations and Rules

Consultation Paper No 5 of 2017Consultation Paper No 5 of 2017

Schedule A — Additional Policy AmendmentsSchedule A — Additional Policy Amendments

Annex A — Draft amendments to FSMRAnnex A — Draft amendments to FSMR

Consultation Paper No 4 of 2017 — Amendments to Prudential — Investment, Insurance Intermediation and Banking Rulebook

Consultation Paper No 4 of 2017Consultation Paper No 4 of 2017

Annex A — Prudential — Investment, Insurance Intermediation and Banking Rules (PRU)Annex A — Prudential — Investment, Insurance Intermediation and Banking Rules (PRU)

Annex B — Mapping TableAnnex B — Mapping Table

Annex C — AbbreviationsAnnex C — Abbreviations

Consultation Paper No. 3 of 2017 — ADGM Foundations Regime

Consultation Paper No. 3 of 2017 – ADGM Foundations RegimeConsultation Paper No. 3 of 2017 – ADGM Foundations Regime

Annex A – ADGM Foundations Regulations 2017Annex A – ADGM Foundations Regulations 2017

Consultation Paper No. 2 of 2017 — Proposed Amendments to ADGM's Data Protection Regulations

Consultation Paper No. 2 of 2017 — Proposed Amendments to ADGM's Data Protection RegulationsConsultation Paper No. 2 of 2017 — Proposed Amendments to ADGM's Data Protection Regulations

Annex A — Data Protection (Amendment) Regulations 2017Annex A — Data Protection (Amendment) Regulations 2017

Consultation Paper No. 1 of 2017 — Proposed Miscellaneous Amendments to ADGM Regulations and Rules

Consultation Paper No. 1 of 2017 — Proposed Miscellaneous Amendments to ADGM Regulations and RulesConsultation Paper No. 1 of 2017 — Proposed Miscellaneous Amendments to ADGM Regulations and Rules

Annex A — Financial Services and Markets (Amendment) Regulations 2017Annex A — Financial Services and Markets (Amendment) Regulations 2017

Annex A - Appendix 1 — General RulesAnnex A - Appendix 1 — General Rules

Annex A - Appendix 2 — Conduct of Business RulesAnnex A - Appendix 2 — Conduct of Business Rules

Annex A - Appendix 3 — Captive Insurance Business RulesAnnex A - Appendix 3 — Captive Insurance Business Rules

Annex A - Appendix 4 — Fund RulesAnnex A - Appendix 4 — Fund Rules

Annex A - Appendix 5 — Anti-Money Laundering and Sanctions RulesAnnex A - Appendix 5 — Anti-Money Laundering and Sanctions Rules

Annex A - Appendix 6 — GlossaryAnnex A - Appendix 6 — Glossary

Annex A - Appendix 7 — Fees RulesAnnex A - Appendix 7 — Fees Rules

Annex A - Appendix 8 — Islamic Finance RulesAnnex A - Appendix 8 — Islamic Finance Rules

Annex B — Draft Companies (Amendment) Regulations 2017Annex B — Draft Companies (Amendment) Regulations 2017

Annex B - Appendix 1 — Companies Regulations (Model Articles) Rules 2015Annex B - Appendix 1 — Companies Regulations (Model Articles) Rules 2015

Annex B - Appendix 2 — Companies Regulations (Register of Auditors) Rules 2015Annex B - Appendix 2 — Companies Regulations (Register of Auditors) Rules 2015

Annex C — Interpretation (Amendment) Regulations 2017Annex C — Interpretation (Amendment) Regulations 2017

Consultation Paper No. 3 of 2016 Consultation on Proposed Legislative Framework for Innovative Financial Technology

Consultation Paper No. 3 of 2016 Consultation on Proposed Legislative Framework for Innovative Financial TechnologyConsultation Paper No. 3 of 2016 Consultation on Proposed Legislative Framework for Innovative Financial Technology

Annex A — Draft Amendments to the Financial Services And Markets RegulationsAnnex A — Draft Amendments to the Financial Services And Markets Regulations

Annex B — FinTech Regulatory Laboratory GuidanceAnnex B — FinTech Regulatory Laboratory Guidance

Appendix A to Annex B — FinTech Regulatory Laboratory GuidanceAppendix A to Annex B — FinTech Regulatory Laboratory Guidance

Annex C — Draft Amendments to the FSRA Glossary RulebookAnnex C — Draft Amendments to the FSRA Glossary Rulebook

Consultation Paper No. 2 of 2016 — Financial Services — FinTech Regulatory Framework

Consultation Paper No. 2 of 2016 — Financial Services — FinTech Regulatory FrameworkConsultation Paper No. 2 of 2016 — Financial Services — FinTech Regulatory Framework

Consultation Paper No. 1 of 2016 — ADGM Courts Fees

Consultation Paper No. 1 of 2016 — ADGM Courts FeesConsultation Paper No. 1 of 2016 — ADGM Courts Fees

Annex A — ADGM Courts Schedule of FeesAnnex A — ADGM Courts Schedule of Fees

Consultation Paper No. 13 of 2015 — ADGM Courts Rules — Supplementary Rules

Consultation Paper No. 13 of 2015 — ADGM Courts Rules — Supplementary RulesConsultation Paper No. 13 of 2015 — ADGM Courts Rules — Supplementary Rules

Annex A — The Judicial Conduct (Judicial Office Holders) Rules 2015Annex A — The Judicial Conduct (Judicial Office Holders) Rules 2015

Annex B — Judicial Discipline Prescribed Procedure Rules 2015Annex B — Judicial Discipline Prescribed Procedure Rules 2015

Annex C — Offers to Settle in Civil and Commercial Proceedings Rules 2015Annex C — Offers to Settle in Civil and Commercial Proceedings Rules 2015

Consultation Paper No.12 of 2015 — Arbitration Regulations

Consultation Paper No.12 of 2015 — Arbitration RegulationsConsultation Paper No.12 of 2015 — Arbitration Regulations

Annex A — Arbitration RegulationsAnnex A — Arbitration Regulations

Consultation Paper No. 11 of 2015 — ADGM Courts Regulations and Rules

Consultation Paper No 11 of 2015 — ADGM Courts Regulations and RulesConsultation Paper No 11 of 2015 — ADGM Courts Regulations and Rules

Appendix to Consultation Paper No. 11 — List of UK StatutesAppendix to Consultation Paper No. 11 — List of UK Statutes

Annex A — ADGM Courts, Civil Evidence, Judgments, Enforcement and Judicial Appointments RegulationsAnnex A — ADGM Courts, Civil Evidence, Judgments, Enforcement and Judicial Appointments Regulations

Annex B — Divisions and Jurisdiction (Court of First Instance) RulesAnnex B — Divisions and Jurisdiction (Court of First Instance) Rules

Annex C — Certification of Enforcement Agents RulesAnnex C — Certification of Enforcement Agents Rules

Annex D — Taking Control of Goods and Commercial Rent Arrears Recovery RulesAnnex D — Taking Control of Goods and Commercial Rent Arrears Recovery Rules

Annex E — Retention of Knives, Guns and Other Articles RulesAnnex E — Retention of Knives, Guns and Other Articles Rules

Consultation Paper No. 10 of 2015 Financial Services — Data Protection Regulations

Consultation Paper No 10 of 2015 — Financial Services — Data Protection RegulationsConsultation Paper No 10 of 2015 — Financial Services — Data Protection Regulations

Annex A — Data Protection RegulationsAnnex A — Data Protection Regulations

Consultation Paper No. 9 of 2015 Financial Services — Supplementary Rules and Regulations

Consultation Paper No 9 of 2015 — Financial Services — Supplementary Rules and RegulationsConsultation Paper No 9 of 2015 — Financial Services — Supplementary Rules and Regulations

Appendix 1 — Prudential — Insurance Business (PIN)Appendix 1 — Prudential — Insurance Business (PIN)

Appendix 2 — Captive Insurance Business Rules (CIB)Appendix 2 — Captive Insurance Business Rules (CIB)

Appendix 3 — Takeover Regulations (The Takeover Panel)Appendix 3 — Takeover Regulations (The Takeover Panel)

Appendix 4 — Takeover Regulations (Takeover Code) Rules 2015Appendix 4 — Takeover Regulations (Takeover Code) Rules 2015

Appendix 5 — GlossaryAppendix 5 — Glossary

Consultation Paper No. 8 of 2015 Limited Liability Partnerships Regulations

Consultation Paper No 8 of 2015 — Limited Liability Partnerships RegulationsConsultation Paper No 8 of 2015 — Limited Liability Partnerships Regulations

Annex A — Limited Liability Partnerships RegulationsAnnex A — Limited Liability Partnerships Regulations

Consultation Paper No. 7 of 2015 Financial Services Regulations and Rules

Consultation Paper No 7 of 2015 — Financial Services Regulations and RulesConsultation Paper No 7 of 2015 — Financial Services Regulations and Rules

Annex A — Financial Services and Market RegulationsAnnex A — Financial Services and Market Regulations

Appendix 1 — General ModuleAppendix 1 — General Module

Appendix 2 — Conduct of Business RulebookAppendix 2 — Conduct of Business Rulebook

Appendix 3 — Fund RulesAppendix 3 — Fund Rules

Appendix 4 — Market Infrastructure RulebookAppendix 4 — Market Infrastructure Rulebook

Appendix 5 — Market RulesAppendix 5 — Market Rules

Appendix 6 — Rules of Market ConductAppendix 6 — Rules of Market Conduct

Appendix 7 — Anti-Money Laundering and Sanctions Rules and GuidanceAppendix 7 — Anti-Money Laundering and Sanctions Rules and Guidance

Appendix 8 — Islamic Finance RulesAppendix 8 — Islamic Finance Rules

Appendix 9 — Prudential — Investment, Insurance Intermediation and Banking RulesAppendix 9 — Prudential — Investment, Insurance Intermediation and Banking Rules

Appendix 10 — Fees RulesAppendix 10 — Fees Rules

Appendix 11 — GlossaryAppendix 11 — Glossary

Consultation Paper No. 6 of 2015 Real Property Regulations & Strata Tilte Regulations

Consultation Paper No 6 of 2015 — Real Property and Strata Title RegulationsConsultation Paper No 6 of 2015 — Real Property and Strata Title Regulations

Annex A — Real Property RegulationsAnnex A — Real Property Regulations

Annex B — Strata Title RegulationsAnnex B — Strata Title Regulations

Consultation Paper No. 5 of 2015 Employment Regulations

Consultation Paper No 5 of 2015 — Employment RegulationsConsultation Paper No 5 of 2015 — Employment Regulations

Annex A — Employment RegulationsAnnex A — Employment Regulations

Consultation Paper No. 4 of 2015 Insolvency Regulations

Consultation Paper No 4 of 2015 — Insolvency RegulationsConsultation Paper No 4 of 2015 — Insolvency Regulations

Annex A — Insolvency RegulationsAnnex A — Insolvency Regulations

Consultation Paper No. 3 of 2015 Operating Regulations

Consultation Paper No 3 of 2015 — Operating RegulationsConsultation Paper No 3 of 2015 — Operating Regulations

Annex A — Operating RegulationsAnnex A — Operating Regulations

Consultation Paper No. 2 of 2015 Companies Regulations

Consultation Paper No 2 of 2015 — Companies RegulationsConsultation Paper No 2 of 2015 — Companies Regulations

Annex A — Companies RegulationsAnnex A — Companies Regulations

Consultation Paper No. 1 of 2015 Application of English Law Regulations

Consultation Paper No 1 of 2015 — Application of English Law RegulationsConsultation Paper No 1 of 2015 — Application of English Law Regulations

Annex A — Application of English Law RegulationsAnnex A — Application of English Law Regulations