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ADGM LEGAL FRAMEWORK

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    • FEDERAL DECREE NO (15) OF 2013
    • CABINET RESOLUTION NO (4) OF 2013
    • Matters for determining unfitness of directors
    • CABINET RESOLUTION NO. 28 OF 2007
    • ABU DHABI LAW NO. (4) OF 2013
    • ABU DHABI LAW NO. (12) OF 2020
    • ADGM LEGAL FRAMEWORK
    • ADGM COURTS PROCEDURES
    • GUIDANCE & POLICY STATEMENTS
    • PUBLIC CONSULTATION PAPERS
      • Open Papers
      • Closed Papers
        • 2021
        • 2020
        • 2019
        • 2018
        • 2017
        • 2016
        • 2015
    • NOTICES OF PUBLICATION
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  1. ABU DHABI GLOBAL MARKET
  2. PUBLIC CONSULTATION PAPERS
  3. Closed Papers
  • Closed Papers

    • 2021

      • Consultation Paper No. 1 of 2021 — Proposed Amendments to the Registration Authority’s Decision Procedures and Enforcement Manual

        Consultation Paper No. 1 of 2021 — Proposed Amendments to the Registration Authority’s Decision Procedures and Enforcement Manual

        Appendix 1 — Draft amendments to the Registration Authority’s Decision Procedures and Enforcement Manual

    • 2020 2020

      • Consultation Paper No. 9 of 2020 — Proposed Amendments to the ADGM Auditors’ Framework

        Consultation Paper No. 9 of 2020 — Proposed Amendments to the ADGM Auditors’ Framework

        Annex A — Companies Regulations (Amendment No. 2) 2020
        Annex B — Companies Regulations 2020 showing effect of proposed amendments
        Annex C — Commercial Licensing Regulations (Amendment No. 1) 2020
        Annex D — Commercial Licensing Regulations 2015 showing effect of proposed amendments
        Appendix 1 — Companies Regulations 2020 (Auditors) Rules 2020
        Appendix 2 — Commercial Licensing Regulations 2015 (Controlled Activities Rules) 2018
        Appendix 3 — Limited Liability Partnership Rules 2020

      • Consultation Paper No. 7 of 2020 — Proposed regulatory framework for Providing Third Party Financial Technology Services in ADGM

        Consultation Paper No. 7 of 2020 — Proposed regulatory framework for Providing Third Party Financial Technology Services in ADGM

        Annex A — Proposed amendments to Financial Services and Markets Regulations (FSMR)
        Appendix 1 — Proposed amendments to Prudential – Investment, Insurance Intermediation and Banking Rules (PRU)
        Appendix 2 — Proposed amendments to Conduct of Business (COBS)
        Appendix 3 — Proposed amendments to Glossary (GLO)
        Appendix 4 — Proposed amendments to Anti-Money Laundering and Sanctions Rules and Guidance (AML)

      • Consultation Paper No. 6 of 2020 — New Data Protection regulatory framework

        Consultation Paper No. 6 of 2020 — New Data Protection regulatory framework

        Annex A — Data Protection Regulations 2020

      • Consultation Paper No. 5 of 2020 — Proposed introduction of the Company Service Providers Framework

        Consultation Paper No. 5 of 2020 — Proposed introduction of the Company Service Providers Framework

        Annex A — Companies Regulations (Amendment No 2) 2020
        Annex A — Companies Regulations (Amendment No 2) 2020 showing effect of proposed amendments
        Annex B — Foundation Regulations (Amendment No 2) 2020
        Annex B — Foundation Regulations (Amendment No 2) 2020 showing effect of proposed amendments
        Annex C — Commercial Licensing Regulations (Amendment No 1) 2020
        Annex C — Commercial Licensing Regulations (Amendment No 1) 2020 showing effect of proposed amendments
        Appendix 1 — Commercial Licensing Regulations 2015 (Controlled Activities) Rules 2020
        Appendix 2 — Commercial Licensing Regulations 2015 (Conditions of Licence and Branch Registration) Rules 2020
        Appendix 3 — Business and Company Names Rules 2020
        Appendix 4 — Commercial Licensing Regulations 2015 (Client Money) Rules 2020
        Appendix 5 — Commercial Licensing Regulations 2015 (Fees) Rules 2020
        Appendix 6 - Companies Regulations (Fees) Rules 2020

      • Consultation Paper No. 4 of 2020 — Proposed Amendments to the Application of English Law Regulations 2015

        Consultation Paper No. 4 of 2020 — Proposed Amendments to the Application of English Law Regulations 2015

        Annex A — Proposed Application of English Law Regulations (Amendment No. 1) 2020
        Attachment A — Proposed Amendments to Trustee Act 1925
        Attachment B — Proposed Amendments to Bills of Exchange Act 1882
        Attachment C — Proposed Amendments to Marine Insurance Act 1906
        Attachment D — Proposed Amendments to Limited Partnership Act 1907
        Attachment E — Proposed Insurance Act 2015
        Attachment F — Proposed Application of English Law Regulations 2015 showing effect of proposed amendments

      • Consultation Paper No. 3 of 2020 — Electronic Transactions Regulations

        Consultation Paper No. 3 of 2020 — Electronic Transactions Regulations

        Annex A — Proposed Electronic Transactions Regulations 2020
        Annex B — Proposed Interpretation (Amendment No.1) Regulations 2020

      • Consultation Paper No. 2 of 2020 — Proposed amendments to the Registration Authority’s Decision Procedures and Enforcement Manual.

        Consultation Paper No. 2 of 2020 – Proposed amendments to the Registration Authority’s Decision Procedures and Enforcement Manual.

        Appendix 1 — Draft amendments to the Registration Authority’s Decision Procedures and Enforcement Manual.

      • Consultation Paper No 1 of 2020 – Proposals for revision of the regulatory framework for Providing Money Services in ADGM

        Consultation Paper No 1 of 2020 — Proposals for revision of the regulatory framework for Providing Money Services in ADGMConsultation Paper No 1 of 2020 — Proposals for revision of the regulatory framework for Providing Money Services in ADGM

        Annex A — Draft amendments to the Financial Services and Markets Regulations 2015Annex A — Draft amendments to the Financial Services and Markets Regulations 2015
        Appendix 1 — Draft amendments to Fees RulesAppendix 1 — Draft amendments to Fees Rules
        Appendix 2 — Draft amendments to Prudential — Investment, Insurance Intermediation and Banking RulesAppendix 2 — Draft amendments to Prudential — Investment, Insurance Intermediation and Banking Rules
        Appendix 3 — Draft amendments to Conduct of Business RulesAppendix 3 — Draft amendments to Conduct of Business Rules
        Appendix 4 — Draft amendments to the GlossaryAppendix 4 — Draft amendments to the Glossary
        Appendix 5 — Draft amendments to Anti-Money Laundering and Sanctions Rules and GuidanceAppendix 5 — Draft amendments to Anti-Money Laundering and Sanctions Rules and Guidance

    • 2019 2019

      • Consultation Paper No 6 of 2019 — Proposed Amendments to ADGM Commercial Legislation

        Consultation Paper No. 6 of 2019 — Proposed Amendments to ADGM Commercial LegislationConsultation Paper No. 6 of 2019 — Proposed Amendments to ADGM Commercial Legislation

        Annex A — Companies (Amendment no. 5) Regulations 2019;Annex A — Companies (Amendment no. 5) Regulations 2019;
        Annex B — Foundations (Amendment no. 2) Regulations 2019;Annex B — Foundations (Amendment no. 2) Regulations 2019;
        Annex C — Beneficial Ownership And Control (Amendment no. 2) Regulations 2019;Annex C — Beneficial Ownership And Control (Amendment no. 2) Regulations 2019;
        Annex D — Limited Liability Partnerships (Amendment no. 2) Regulations 2019; andAnnex D — Limited Liability Partnerships (Amendment no. 2) Regulations 2019; and
        Appendix 1 — Limited Liability Partnerships (Amendment no. 1) Rules 2019.Appendix 1 — Limited Liability Partnerships (Amendment no. 1) Rules 2019.

      • Consultation Paper No. 5 of 2019 — Updates to the "Prudential — Investment, Insurance Intermediation and Banking" Rulebook

        Consultation Paper No. 5 of 2019 — Updates to the "Prudential — Investment, Insurance Intermediation and Banking" RulebookConsultation Paper No. 5 of 2019 — Updates to the "Prudential — Investment, Insurance Intermediation and Banking" Rulebook

        Appendix 1Appendix 1

      • Consultation Paper No. 4 of 2019 — Proposed Miscellaneous Amendments to FSRA Regulations and Rules

        Consultation Paper No. 4 of 2019 — Proposed Miscellaneous Amendments to FSRA Regulations and RulesConsultation Paper No. 4 of 2019 — Proposed Miscellaneous Amendments to FSRA Regulations and Rules

        Annex A — Draft amendments to the Financial Services and Markets Regulations 2015;Annex A — Draft amendments to the Financial Services and Markets Regulations 2015;
        Appendix 1 — Draft amendments to General Rules;Appendix 1 — Draft amendments to General Rules;
        Appendix 2 — Draft amendments to Conduct of Business Rules;Appendix 2 — Draft amendments to Conduct of Business Rules;
        Appendix 3 — Draft amendments to Prudential – Investment, Insurance Intermediation and Banking Rules;Appendix 3 — Draft amendments to Prudential – Investment, Insurance Intermediation and Banking Rules;
        Appendix 4 — Draft amendments to Fund Rules;Appendix 4 — Draft amendments to Fund Rules;
        Appendix 5 — Draft amendments to Anti-Money Laundering and Sanctions Rules and Guidance;Appendix 5 — Draft amendments to Anti-Money Laundering and Sanctions Rules and Guidance;
        Appendix 6 — Draft amendments to Glossary;Appendix 6 — Draft amendments to Glossary;
        Appendix 7 — Draft amendments to Islamic Finance Rules;Appendix 7 — Draft amendments to Islamic Finance Rules;
        Appendix 8 — Draft amendments to Market Infrastructure Rules;Appendix 8 — Draft amendments to Market Infrastructure Rules;
        Appendix 9 — Draft amendments to Market Rules;Appendix 9 — Draft amendments to Market Rules;
        Appendix 10 — Draft amendments to Prudential – Insurance Business Rules;Appendix 10 — Draft amendments to Prudential – Insurance Business Rules;
        Appendix 11 — Draft amendments to Captive Insurance Business Rules; andAppendix 11 — Draft amendments to Captive Insurance Business Rules; and
        Appendix 12 — Draft amendments to the Guidance & Policies Manual.Appendix 12 — Draft amendments to the Guidance & Policies Manual.

      • Consultation Paper No. 3 of 2019 — Proposed revision of FEES Rules

        Consultation Paper No. 3 of 2019 — Proposed revision of FEES RulesConsultation Paper No. 3 of 2019 — Proposed revision of FEES Rules

        Appendix 1 — Draft Amendments to the Fees Rules (FEES)Appendix 1 — Draft Amendments to the Fees Rules (FEES)

      • Consultation Paper No. 2 of 2019 — Proposed amendments to the Employment Regulations 2015

        The ADGM Registration Authority would like to invite comments on the proposed amendments to the Employment Regulations 2015, the Employment Regulations 2015 (Compensation Awards and Limits) Rules 2016 and the introduction of Employment Regulations 2019 (Engaging Non-Employees) Rules 2019.

        Consultation Paper no. 2 of 2019 — Proposed Amendments to the Employment Rules and RegulationsConsultation Paper no. 2 of 2019 — Proposed Amendments to the Employment Rules and Regulations

        Annex A — Proposed Amendments to the Employment Regulations. Please click here for the TrackedTracked version and the CleanClean version of the Annex.

        Annex B — Proposed Amendments to the Employment Regulations (Compensation Awards and Limits) Rules 2019. Please click here for the TrackedTracked version and the CleanClean version of the Annex.

        Annex C — Proposed Introduction of Employment Regulations (Engaging Non-Employees) Rules 2019Annex C — Proposed Introduction of Employment Regulations (Engaging Non-Employees) Rules 2019

        Annex D — ADGM Work Permits GuidanceAnnex D — ADGM Work Permits Guidance

        Consultation Closing Date: Sunday 28 April 2019
        Status: Open

      • Consultation Paper No. 1 of 2019 — Proposed Revisions to the Anti-Money Laundering Regime in ADGM

        Consultation Paper No. 1 of 2019 — Proposed Revisions to the Anti-Money Laundering Regime in ADGMConsultation Paper No. 1 of 2019 — Proposed Revisions to the Anti-Money Laundering Regime in ADGM

        Annex A — Proposed Amendments to Financial Services and Markets Regulations (FSMR)Annex A — Proposed Amendments to Financial Services and Markets Regulations (FSMR)

        Appendix 1 — Draft Amendments to the AML Rulebook (AML)Appendix 1 — Draft Amendments to the AML Rulebook (AML)
        Appendix 2 — Draft Amendments to the Glossary (GLO)Appendix 2 — Draft Amendments to the Glossary (GLO)

    • 2018 2018

      • Consultation Paper No. 9 of 2018 — Proposed Late Renewal Penalty Guide — Commercial Licences

        Consultation Paper No. 9 of 2018 — Consultation on Proposed Late Renewal Penalty Guide — Commercial LicencesConsultation Paper No. 9 of 2018 — Consultation on Proposed Late Renewal Penalty Guide — Commercial Licences

        Annex A — Late Renewal Penalty Guide — Commercial LicensesAnnex A — Late Renewal Penalty Guide — Commercial Licenses

      • Consultation Paper No. 8 of 2018 — Proposed Late Filing Penalty Guide — Annual Accounts

        Consultation Paper No. 8 of 2018 — Consultation on Proposed Late Filing Penalty Guide — Annual AccountsConsultation Paper No. 8 of 2018 — Consultation on Proposed Late Filing Penalty Guide — Annual Accounts

        Annex A — Late Filing Penalty Guide — Annual AccountsAnnex A — Late Filing Penalty Guide — Annual Accounts

      • Consultation Paper No. 7 of 2018 — Consultation on proposed Fund Passporting Rules

        Consultation Paper No. 7 of 2018 — Consultation on proposed Fund Passporting RulesConsultation Paper No. 7 of 2018 — Consultation on proposed Fund Passporting Rules

        Annex A — Proposed Fund Passporting RulesAnnex A — Proposed Fund Passporting Rules

        Annex B — Draft amendments to Financial Services and Markets Regulations (FSMR);Annex B — Draft amendments to Financial Services and Markets Regulations (FSMR);

        Appendix 1 — Draft amendments to the Conduct of Business Rules (COBS);Appendix 1 — Draft amendments to the Conduct of Business Rules (COBS);
        Appendix 2 — Draft amendments to the Fees Rules (FEES); andAppendix 2 — Draft amendments to the Fees Rules (FEES); and
        Appendix 3 — Draft amendments to the Glossary (GLO).Appendix 3 — Draft amendments to the Glossary (GLO).

      • Consultation Paper No. 6 of 2018 — Litigation Funding Rules

        Consultation Paper No. 6 of 2018 — Consultation on proposed Bank Recovery and Resolution RegulationsConsultation Paper No. 6 of 2018 — Consultation on proposed Bank Recovery and Resolution Regulations

        Annexure A — Litigation Funding RulesAnnexure A — Litigation Funding Rules

      • Consultation Paper No. 5 of 2018 — Consultation on proposed Bank Recovery and Resolution Regulations

        Consultation Paper No. 5 of 2018 — Consultation on proposed Bank Recovery and Resolution RegulationsConsultation Paper No. 5 of 2018 — Consultation on proposed Bank Recovery and Resolution Regulations

        Annex A — Draft Bank Recovery and Resolution Regulations 2018Annex A — Draft Bank Recovery and Resolution Regulations 2018

        Annex B — Draft amendments to Financial Services and Markets Regulations (FSMR)Annex B — Draft amendments to Financial Services and Markets Regulations (FSMR)

        Annex C — Draft amendments to Insolvency Regulations 2015Annex C — Draft amendments to Insolvency Regulations 2015

        Appendix 1 — Draft amendments to the Prudential – Investment, Insurance Intermediation and Banking Rules (PRU)Appendix 1 — Draft amendments to the Prudential – Investment, Insurance Intermediation and Banking Rules (PRU)

      • Consultation Paper No. 4 of 2018 — Proposed Regulatory Framework for Operators of Private Financing Platforms

        Consultation Paper No. 4 of 2018 — Proposed Regulatory Framework for Operators of Private Financing PlatformsConsultation Paper No. 4 of 2018 — Proposed Regulatory Framework for Operators of Private Financing Platforms

        Annex A — Draft amendments to Financial Services Markets Regulations (FSMR)Annex A — Draft amendments to Financial Services Markets Regulations (FSMR)

        Appendix 1 — Draft amendments to the Conduct of Business Rulebook (COBS)Appendix 1 — Draft amendments to the Conduct of Business Rulebook (COBS)

        Appendix 2 — Draft amendments to the Prudential — Investment, Insurance Intermediation and Banking Rules (PRU)Appendix 2 — Draft amendments to the Prudential — Investment, Insurance Intermediation and Banking Rules (PRU)

        Appendix 3 — Draft amendments to Glossary (GLO)Appendix 3 — Draft amendments to Glossary (GLO)

        Appendix 4 — Draft amendments to the Fund Rules (FUNDS)Appendix 4 — Draft amendments to the Fund Rules (FUNDS)

        Annex B — Guidance: Regulatory Framework for Private Financing PlatformsAnnex B — Guidance: Regulatory Framework for Private Financing Platforms

        Annex C — Discussion Paper No. 1 of 2018

      • Consultation Paper No. 3 of 2018 — Registration Authority Decision Procedures and Enforcement Manual

        Consultation Paper No 3 of 2018 — Registration Authority Decision Procedures and Enforcement ManualConsultation Paper No 3 of 2018 — Registration Authority Decision Procedures and Enforcement Manual

        Annex A — Draft Decision Procedures and Enforcement ManualAnnex A — Draft Decision Procedures and Enforcement Manual

      • Consultation Paper No. 2 of 2018 – Introduction of Crypto Asset Regulatory Framework in ADGM

        Consultation Paper No 2 of 2018 — Introduction of Crypto Asset Regulatory Framework in ADGMConsultation Paper No 2 of 2018 — Introduction of Crypto Asset Regulatory Framework in ADGM

        Annex A — Draft amendments to Financial Services Markets Regulations (FSMR)Annex A — Draft amendments to Financial Services Markets Regulations (FSMR)

        Appendix 1 — Draft amendments to the Conduct of Business Rulebook (COBS)Appendix 1 — Draft amendments to the Conduct of Business Rulebook (COBS)

        Appendix 2 — Draft amendments to the Fees Rules (FEES)Appendix 2 — Draft amendments to the Fees Rules (FEES)

        Appendix 3 — Draft amendments to Market Infrastructure Rulebook (MIR)Appendix 3 — Draft amendments to Market Infrastructure Rulebook (MIR)

        Appendix 4 — Draft amendments to Glossary (GLO)Appendix 4 — Draft amendments to Glossary (GLO)

      • Consultation Paper No. 1 of 2018 – Beneficial Ownership and Control Regulations

        Consultation Paper No 1 of 2018 — Beneficial Ownership and Control RegulationsConsultation Paper No 1 of 2018 — Beneficial Ownership and Control Regulations

        Annex A — Beneficial Ownership and Control RegulationsAnnex A — Beneficial Ownership and Control Regulations

        Annex B — Companies (Amendment) Regulations 2018Annex B — Companies (Amendment) Regulations 2018

        Annex C — Limited Liability Partnerships (Amendment) Regulations 2018Annex C — Limited Liability Partnerships (Amendment) Regulations 2018

        Annex D — Foundations (Amendment) Regulations 2018Annex D — Foundations (Amendment) Regulations 2018

        Annex E — Commerical Licensing (Amendment) Regulations 2018Annex E — Commerical Licensing (Amendment) Regulations 2018

    • 2017 2017

      • Consultation Paper No 5 of 2017 — Proposed Amendments to ADGM Capital Markets Regulations and Rules

        Consultation Paper No 5 of 2017Consultation Paper No 5 of 2017

        Schedule A — Additional Policy AmendmentsSchedule A — Additional Policy Amendments

        Annex A — Draft amendments to FSMRAnnex A — Draft amendments to FSMR

        Appendix 1 — Draft amendments to MIRAppendix 1 — Draft amendments to MIR
        Appendix 2 — Draft amendments to MKTAppendix 2 — Draft amendments to MKT
        Appendix 3 — Draft amendments to GLOAppendix 3 — Draft amendments to GLO
        Appendix 4 — Draft amendments to the Rules of Market Conduct (RMC)Appendix 4 — Draft amendments to the Rules of Market Conduct (RMC)
        Appendix 5 — Draft amendments to the Conduct of Business Rules (COBS)Appendix 5 — Draft amendments to the Conduct of Business Rules (COBS)
        Appendix 6 — Draft amendments to the General Rulebook (GEN)Appendix 6 — Draft amendments to the General Rulebook (GEN)
        Appendix 7 — Draft amendments to the Fees Rules (FEES)Appendix 7 — Draft amendments to the Fees Rules (FEES)
        Appendix 8 — Draft amendments to the Islamic Finance Rules (IFR)Appendix 8 — Draft amendments to the Islamic Finance Rules (IFR)

      • Consultation Paper No 4 of 2017 — Amendments to Prudential — Investment, Insurance Intermediation and Banking Rulebook

        Consultation Paper No 4 of 2017Consultation Paper No 4 of 2017

        Annex A — Prudential — Investment, Insurance Intermediation and Banking Rules (PRU)Annex A — Prudential — Investment, Insurance Intermediation and Banking Rules (PRU)

        Annex B — Mapping TableAnnex B — Mapping Table

        Annex C — AbbreviationsAnnex C — Abbreviations

      • Consultation Paper No. 3 of 2017 — ADGM Foundations Regime

        Consultation Paper No. 3 of 2017 – ADGM Foundations RegimeConsultation Paper No. 3 of 2017 – ADGM Foundations Regime

        Annex A – ADGM Foundations Regulations 2017Annex A – ADGM Foundations Regulations 2017

      • Consultation Paper No. 2 of 2017 — Proposed Amendments to ADGM's Data Protection Regulations

        Consultation Paper No. 2 of 2017 — Proposed Amendments to ADGM's Data Protection RegulationsConsultation Paper No. 2 of 2017 — Proposed Amendments to ADGM's Data Protection Regulations

        Annex A — Data Protection (Amendment) Regulations 2017Annex A — Data Protection (Amendment) Regulations 2017

      • Consultation Paper No. 1 of 2017 — Proposed Miscellaneous Amendments to ADGM Regulations and Rules

        Consultation Paper No. 1 of 2017 — Proposed Miscellaneous Amendments to ADGM Regulations and RulesConsultation Paper No. 1 of 2017 — Proposed Miscellaneous Amendments to ADGM Regulations and Rules

        Annex A — Financial Services and Markets (Amendment) Regulations 2017Annex A — Financial Services and Markets (Amendment) Regulations 2017

        Annex A - Appendix 1 — General RulesAnnex A - Appendix 1 — General Rules

        Annex A - Appendix 2 — Conduct of Business RulesAnnex A - Appendix 2 — Conduct of Business Rules

        Annex A - Appendix 3 — Captive Insurance Business RulesAnnex A - Appendix 3 — Captive Insurance Business Rules

        Annex A - Appendix 4 — Fund RulesAnnex A - Appendix 4 — Fund Rules

        Annex A - Appendix 5 — Anti-Money Laundering and Sanctions RulesAnnex A - Appendix 5 — Anti-Money Laundering and Sanctions Rules

        Annex A - Appendix 6 — GlossaryAnnex A - Appendix 6 — Glossary

        Annex A - Appendix 7 — Fees RulesAnnex A - Appendix 7 — Fees Rules

        Annex A - Appendix 8 — Islamic Finance RulesAnnex A - Appendix 8 — Islamic Finance Rules

        Annex B — Draft Companies (Amendment) Regulations 2017Annex B — Draft Companies (Amendment) Regulations 2017

        Annex B - Appendix 1 — Companies Regulations (Model Articles) Rules 2015Annex B - Appendix 1 — Companies Regulations (Model Articles) Rules 2015

        Annex B - Appendix 2 — Companies Regulations (Register of Auditors) Rules 2015Annex B - Appendix 2 — Companies Regulations (Register of Auditors) Rules 2015

        Annex C — Interpretation (Amendment) Regulations 2017Annex C — Interpretation (Amendment) Regulations 2017

    • 2016 2016

      • Consultation Paper No. 3 of 2016 Consultation on Proposed Legislative Framework for Innovative Financial Technology

        Consultation Paper No. 3 of 2016 Consultation on Proposed Legislative Framework for Innovative Financial TechnologyConsultation Paper No. 3 of 2016 Consultation on Proposed Legislative Framework for Innovative Financial Technology

        Annex A — Draft Amendments to the Financial Services And Markets RegulationsAnnex A — Draft Amendments to the Financial Services And Markets Regulations

        Annex B — FinTech Regulatory Laboratory GuidanceAnnex B — FinTech Regulatory Laboratory Guidance

        Appendix A to Annex B — FinTech Regulatory Laboratory GuidanceAppendix A to Annex B — FinTech Regulatory Laboratory Guidance

        Annex C — Draft Amendments to the FSRA Glossary RulebookAnnex C — Draft Amendments to the FSRA Glossary Rulebook

      • Consultation Paper No. 2 of 2016 — Financial Services — FinTech Regulatory Framework

        Consultation Paper No. 2 of 2016 — Financial Services — FinTech Regulatory FrameworkConsultation Paper No. 2 of 2016 — Financial Services — FinTech Regulatory Framework

      • Consultation Paper No. 1 of 2016 — ADGM Courts Fees

        Consultation Paper No. 1 of 2016 — ADGM Courts FeesConsultation Paper No. 1 of 2016 — ADGM Courts Fees

        Annex A — ADGM Courts Schedule of FeesAnnex A — ADGM Courts Schedule of Fees

    • 2015 2015

      • Consultation Paper No. 13 of 2015 — ADGM Courts Rules — Supplementary Rules

        Consultation Paper No. 13 of 2015 — ADGM Courts Rules — Supplementary RulesConsultation Paper No. 13 of 2015 — ADGM Courts Rules — Supplementary Rules

        Annex A — The Judicial Conduct (Judicial Office Holders) Rules 2015Annex A — The Judicial Conduct (Judicial Office Holders) Rules 2015

        Annex B — Judicial Discipline Prescribed Procedure Rules 2015Annex B — Judicial Discipline Prescribed Procedure Rules 2015

        Annex C — Offers to Settle in Civil and Commercial Proceedings Rules 2015Annex C — Offers to Settle in Civil and Commercial Proceedings Rules 2015

      • Consultation Paper No.12 of 2015 — Arbitration Regulations

        Consultation Paper No.12 of 2015 — Arbitration RegulationsConsultation Paper No.12 of 2015 — Arbitration Regulations

        Annex A — Arbitration RegulationsAnnex A — Arbitration Regulations

      • Consultation Paper No. 11 of 2015 — ADGM Courts Regulations and Rules

        Consultation Paper No 11 of 2015 — ADGM Courts Regulations and RulesConsultation Paper No 11 of 2015 — ADGM Courts Regulations and Rules

        Appendix to Consultation Paper No. 11 — List of UK StatutesAppendix to Consultation Paper No. 11 — List of UK Statutes

        Annex A — ADGM Courts, Civil Evidence, Judgments, Enforcement and Judicial Appointments RegulationsAnnex A — ADGM Courts, Civil Evidence, Judgments, Enforcement and Judicial Appointments Regulations

        Annex B — Divisions and Jurisdiction (Court of First Instance) RulesAnnex B — Divisions and Jurisdiction (Court of First Instance) Rules

        Annex C — Certification of Enforcement Agents RulesAnnex C — Certification of Enforcement Agents Rules

        Annex D — Taking Control of Goods and Commercial Rent Arrears Recovery RulesAnnex D — Taking Control of Goods and Commercial Rent Arrears Recovery Rules

        Annex E — Retention of Knives, Guns and Other Articles RulesAnnex E — Retention of Knives, Guns and Other Articles Rules

      • Consultation Paper No. 10 of 2015 Financial Services — Data Protection Regulations

        Consultation Paper No 10 of 2015 — Financial Services — Data Protection RegulationsConsultation Paper No 10 of 2015 — Financial Services — Data Protection Regulations

        Annex A — Data Protection RegulationsAnnex A — Data Protection Regulations

      • Consultation Paper No. 9 of 2015 Financial Services — Supplementary Rules and Regulations

        Consultation Paper No 9 of 2015 — Financial Services — Supplementary Rules and RegulationsConsultation Paper No 9 of 2015 — Financial Services — Supplementary Rules and Regulations

        Appendix 1 — Prudential — Insurance Business (PIN)Appendix 1 — Prudential — Insurance Business (PIN)

        Appendix 2 — Captive Insurance Business Rules (CIB)Appendix 2 — Captive Insurance Business Rules (CIB)

        Appendix 3 — Takeover Regulations (The Takeover Panel)Appendix 3 — Takeover Regulations (The Takeover Panel)

        Appendix 4 — Takeover Regulations (Takeover Code) Rules 2015Appendix 4 — Takeover Regulations (Takeover Code) Rules 2015

        Appendix 5 — GlossaryAppendix 5 — Glossary

      • Consultation Paper No. 8 of 2015 Limited Liability Partnerships Regulations

        Consultation Paper No 8 of 2015 — Limited Liability Partnerships RegulationsConsultation Paper No 8 of 2015 — Limited Liability Partnerships Regulations

        Annex A — Limited Liability Partnerships RegulationsAnnex A — Limited Liability Partnerships Regulations

      • Consultation Paper No. 7 of 2015 Financial Services Regulations and Rules

        Consultation Paper No 7 of 2015 — Financial Services Regulations and RulesConsultation Paper No 7 of 2015 — Financial Services Regulations and Rules

        Annex A — Financial Services and Market RegulationsAnnex A — Financial Services and Market Regulations

        Appendix 1 — General ModuleAppendix 1 — General Module

        Appendix 2 — Conduct of Business RulebookAppendix 2 — Conduct of Business Rulebook

        Appendix 3 — Fund RulesAppendix 3 — Fund Rules

        Appendix 4 — Market Infrastructure RulebookAppendix 4 — Market Infrastructure Rulebook

        Appendix 5 — Market RulesAppendix 5 — Market Rules

        Appendix 6 — Rules of Market ConductAppendix 6 — Rules of Market Conduct

        Appendix 7 — Anti-Money Laundering and Sanctions Rules and GuidanceAppendix 7 — Anti-Money Laundering and Sanctions Rules and Guidance

        Appendix 8 — Islamic Finance RulesAppendix 8 — Islamic Finance Rules

        Appendix 9 — Prudential — Investment, Insurance Intermediation and Banking RulesAppendix 9 — Prudential — Investment, Insurance Intermediation and Banking Rules

        Appendix 10 — Fees RulesAppendix 10 — Fees Rules

        Appendix 11 — GlossaryAppendix 11 — Glossary

      • Consultation Paper No. 6 of 2015 Real Property Regulations & Strata Tilte Regulations

        Consultation Paper No 6 of 2015 — Real Property and Strata Title RegulationsConsultation Paper No 6 of 2015 — Real Property and Strata Title Regulations

        Annex A — Real Property RegulationsAnnex A — Real Property Regulations

        Annex B — Strata Title RegulationsAnnex B — Strata Title Regulations

      • Consultation Paper No. 5 of 2015 Employment Regulations

        Consultation Paper No 5 of 2015 — Employment RegulationsConsultation Paper No 5 of 2015 — Employment Regulations

        Annex A — Employment RegulationsAnnex A — Employment Regulations

      • Consultation Paper No. 4 of 2015 Insolvency Regulations

        Consultation Paper No 4 of 2015 — Insolvency RegulationsConsultation Paper No 4 of 2015 — Insolvency Regulations

        Annex A — Insolvency RegulationsAnnex A — Insolvency Regulations

      • Consultation Paper No. 3 of 2015 Operating Regulations

        Consultation Paper No 3 of 2015 — Operating RegulationsConsultation Paper No 3 of 2015 — Operating Regulations

        Annex A — Operating RegulationsAnnex A — Operating Regulations

      • Consultation Paper No. 2 of 2015 Companies Regulations

        Consultation Paper No 2 of 2015 — Companies RegulationsConsultation Paper No 2 of 2015 — Companies Regulations

        Annex A — Companies RegulationsAnnex A — Companies Regulations

      • Consultation Paper No. 1 of 2015 Application of English Law Regulations

        Consultation Paper No 1 of 2015 — Application of English Law RegulationsConsultation Paper No 1 of 2015 — Application of English Law Regulations

        Annex A — Application of English Law RegulationsAnnex A — Application of English Law Regulations

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