• NOTICES OF PUBLICATION

    • 2020 2020

      • 30 June — Companies Rules (Fees Amendments III)

        1. On 24 June 2020, the Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the rules set out in paragraph 3 annexed to this notice (the “Rules”).
        2. The Board has directed the Rules to be published and accordingly they are hereby published on 30 June 2020.
        3. The Rules are:
        (a) Companies Regulations (Fees) Rules 2020 (see appendix for detailed amendments).
        Dated: 30 June 2020

      • 25 June — Common Reporting Standard Regulations (Amendment)

        1. On 24 June 2020, the Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations set out in paragraph 3 annexed to this notice (the “Regulations”).
        2. The Board has directed the Regulations to be published and accordingly they are hereby published on 25 June 2020.
        Dated: 25 June 2020

      • 24 June — Commercial Licensing Rules (Fines Amendments)

        1. On 2 June 2020, the Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the rules set out in paragraph 3 annexed to this notice (the “Rules”).
        2. The Board has directed the Rules to be published and accordingly they are hereby published on 24 June 2020.
        3. The Rules are:
        Dated: 24 June 2020

      • 9 March — FSRA Rules (PRU Amendments)

        1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority (“FSRA”) of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 9 March 2020 (the "Rules").
        2. The FSRA hereby publishes the Rules on 9 March 2020.
        3. The Rules are:
        (a) Prudential – Investment, Insurance Intermediation and Banking Rules (PRU_VER07.090320) (see appendix for detailed amendments).

        Dated: 9 March 2020

      • 24 February — FSRA Rules (Virtual Assets)

        1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority (“FSRA”) of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 24 February 2020 (the "Rules").
        2. The FSRA hereby publishes the Rules on 24 February 2020.
        3. The Rules are:
        (a) Conduct of Business Rules (COBS_VER08.240220) (see appendix for detailed amendments);
        (b) Market Infrastructure Rules (MIR_VER05.240220) (see appendix for detailed amendments); and
        (c) Glossary (GLO_VER10.240220) (see appendix for detailed amendments).

        Dated: 24 February 2020

      • 24 February — FSRA Regulations and FEES Rules (Virtual Assets)

        1. On 17 February 2020, the Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations and rules set out in paragraph 3 and 4, annexed to this notice (the "Regulations" and the “Rules”).
        2. The Board has directed the Regulations and Rules to be published and accordingly they are hereby published on 24 February 2020.
        4. The Rules are:
        (a) FSRA Fees Rules (FEES_VER10.240220) (see appendix for detailed amendments).

        Dated: 24 February 2020

      • 3 February — FSRA Regulations & FEES Rules (Miscellaneous Amendments)

        1. On 13 January 2020, the Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations and rules set out in paragraph 3 and 4, annexed to this notice (the "Regulations" and the "Rules").
        2. The Board has directed the Regulations and Rules to be published and accordingly they are hereby published on 3 February 2020.
        3. The Rules are:
        (a) FSRA Fees Rules (FEES_VER09.030220) (see appendixappendix for detailed amendments).

        Dated: 3 February 2020

        BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

    • 2019

      • 18 November — FEES Rules

        1. On 12 November 2019, the Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the rules set out in paragraph 3, annexed to this notice (the "Rules").
        2. The Board has directed the Rules to be published and accordingly they are hereby published on 18 November 2019.
        3. The Rules are:
        (a) Fees Rules (FEES_VER08.181119) (see appendix for detailed amendments).

        Dated: 18 November 2019

        BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

      • 13 November — Employment Regulations 2019 (Engaging Non-Employees) Rules 2019

        1. In accordance with Section 61 of the Employment Regulations 2019, the Registrar of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 13 November 2019 (the "Rules").
        2. The Registrar hereby publishes the Rules on 13 November 2019.

        Dated: 13 November 2019

      • 28 October — Employment Regulations & Rules 2019

        1. On 16 October 2019, the Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations and rules set out in paragraph 3 and 4, annexed to this notice (the "Regulations" and the "Rules").
        2. The Board has directed the Regulations and Rules to be published and accordingly they are hereby published on 28 October 2019.
        3. The Regulations are:
        (a) Employment Regulations 2019 (To be effective on 1 January 2020).

        Dated: 28 October 2019

      • 19 September — Common Reporting Standards (Amendment No 1) Regulations 2019

        1. On 12 September 2019, the Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations set out in paragraph 3, annexed to this notice (the ""Regulations"").
        2. The Board has directed the Regulations to be published and accordingly they are hereby published on 19 September 2019.

        Dated: 19 September 2019

      • 15 April — FSRA Rules (Anti-Money Laundering Framework)

        1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 15 April 2019 (the "Rules").
        2. The FSRA hereby publishes the Rules on 15 April 2019.
        3. The Rules are:
        (a) Anti-Money Laundering and Sanctions Rules and Guidance (AML_VER03.150419) (see appendix for detailed amendments); and
        (b) Glossary (GLO_VER08.150419) (see appendix for detailed amendments); and

        Dated: 15 April 2019

      • 15 April — FSRA Regulations (Anti-Money Laundering Framework)

        1. The Board of Directors of the Abu Dhabi Global Market (the "Board" enacted the regulations set out in paragraph 3, annexed to this notice on 8 April 2019(the "Regulations").
        2. The Board has directed the Regulations to be published and accordingly they are hereby published on 15 April 2019.

        Dated: 15 April 2019

      • 11 March — FSRA Rules (Fund Passporting Rules)

        1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 11 March 2019 (the "Rules").
        2. The FSRA hereby publishes the Rules on 11 March 2019.
        3. The Rules are:
        (a) Funds Passporting Rules (FP_VER01.110319);
        (b) Conduct of Business Rules (COBS_VER06.110319) (see appendix for detailed amendments); and
        (c) Glossary (GLO_VER07.110319) (see appendix for detailed amendments).

        Dated: 11 March 2019

      • 11 March — FSRA Regulations and Rules (Fund Passporting Rules)

        1. The Board of Directors of the Abu Dhabi Global Market (the "Board" enacted the regulations and rules set out in paragraph 3 and 4, annexed to this notice on 14 February 2019 (the "Regulations" and the "Rules").
        2. The Board has directed the Regulations and Rules to be published and accordingly they are hereby published on 11 March 2019.
        3. The Rules are:
        (a) Fees Rules (FEES_VER07.110319) (see appendix for detailed amendments).

        Dated: 11 March 2019

    • 2018

      • 20 December — FSRA Rules (Bank Recovery and Resolution Framework)

        1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 20 December 2018 (the "Rules").
        2. The FSRA hereby publishes the Rules on 20 December 2018.
        3. The Rules are:
        (a) Prudential – Investment, Insurance Intermediation and Banking Rules (PRU_VER06.201218) (see appendixappendix for detailed amendments).

        Dated: 20 December 2018

      • 10 September — FSRA Regulations (Private Financing Platform Framework)

        1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 10 September 2018 (the "Rules").
        2. The FSRA hereby publishes the Rules on 10 September 2018.
        3. The Rules are:
        (a) Conduct of Business Rules (COBS_VER05.100918) (see appendixappendix for detailed amendments);
        (b) Prudential – Investment, Insurance Intermediation and Banking Rules (PRU_VER05.100918) (see appendixappendix for detailed amendments);
        (c) Glossary (GLO_VER06.100918) (see appendixappendix for detailed amendments);
        (d) Fund Rules (FUNDS_VER04.100918) (see appendixappendix for detailed amendments).

        Dated: 10 September 2018

      • 10 September — FSRA Regulations (Confidentiality Regime)

        1. The Board of Directors of the Abu Dhabi Global Market (the "Board" enacted the regulations set out in paragraph 3, annexed to this notice on 5 September 2018 (the "Regulations").
        2. The Board has directed the Regulations to be published and accordingly they are hereby published on 10 September 2018.

        Dated: 10 September 2018

      • 10 July — FSRA Regulations (Confidentiality Regime)

        1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations set out in paragraph 3, annexed to this notice on 4 July 2018 (the "Regulations").
        2. The Board has directed the Regulations to be published and accordingly they are hereby published on 10 July 2018.

        Dated: 10 July 2018

      • 25 June — FSRA Rules (Crypto Asset Legislative Framework)

        1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 25 June 2018 (the "Rules").
        2. The FSRA hereby publishes the Rules on 25 June 2018.
        3. The Rules are:
        (a) Conduct of Business Rules (COBS_VER04.250618) (see appendixappendix for detailed amendments);
        (b) Market Infrastructure Rules (MIR_VER03.250618) (see appendixappendix for detailed amendments);
        (c) Glossary (GLO_VER05.250618) (see appendixappendix for detailed amendments).

        Dated: 25 June 2018

      • 25 June — FSRA Regulations & Rules (Crypto Asset Legislative Framework)

        1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations and rules set out in paragraph 3 and 4, annexed to this notice on 25 June 2018 (the "Regulations" and the "Rules").
        2. The Board has directed the Regulations and Rules to be published and accordingly they are hereby published on 25 June 2018.
        4. The Rules are:
        (a) FSRA Fees Rules (FEES_VER06.250618) (see appendixappendix for detailed amendments).

        Dated: 25 June 2018

        BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

      • 11 May — Commercial Licensing Regulations 2015 (Exemptions) Order 2018

        1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the order set out in paragraph 3 and annexed to this notice on 11 February 2018 (the "Order").

        2. The Board has directed the Order to be published and accordingly the Order is hereby published on 11 May 2018.

        3. The Order is Commercial Licensing Regulations 2015 (Exemptions) (Amendment) Order 2018.

        Dated: 11 May 2018

        BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

      • 11 May — Commercial Licensing Regulations (Exemption) (Amendment) Order 2018

        1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the order set out in paragraph 3 and annexed to this notice on 11 February 2018 (the "Order").

        2. The Board has directed the Order to be published and accordingly the Order is hereby published on 11 May 2018.

        3. The Order is Commercial Licensing Regulations 2015 (Exemptions) (Amendment) Order 2018.

        Dated: 11 May 2018

        BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

      • 17 April — Regulations — Beneficial Owners and Control Regulations 2018

        1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations set out in paragraph 3 and annexed to this notice on 3 April 2018 (the "Regulations").
        2. The Board has directed the Regulations to be published and accordingly the Regulations are hereby published on 17 April 2018.
        3. The Amendment Regulations are:
        Dated: 17 April 2018

        BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

      • 17 April — Regulations — Limited Liability Partnership Regulations (Amendment)

        1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the amendment regulations set out in paragraph 3 and annexed to this notice on 3 April 2018 (the "Amendment Regulations").
        2. The Board has directed the Amendment Regulations to be published and accordingly the Amendment Regulations are hereby published on 17 April 2018.
        Dated: 17 April 2018

        BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

      • 17 April — Regulations — Foundations Regulations (Amendment)

        1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the amendment regulations set out in paragraph 3 and annexed to this notice on 3 April 2018 (the "Amendment Regulations").
        2. The Board has directed the Amendment Regulations to be published and accordingly the Amendment Regulations are hereby published on 17 April 2018.
        3. The Amendment Regulations are:
        Dated: 17 April 2018

        BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

      • 17 April — Regulations — Companies Regulations (Amendment)

        1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the amendment regulations set out in paragraph 3 and annexed to this notice on 3 April 2018 (the "Amendment Regulations").
        2. The Board has directed the Amendment Regulations to be published and accordingly the Amendment Regulations are hereby published on 17 April 2018.
        3. The Amendment Regulations are:
        Dated: 17 April 2018

        BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

      • 17 April — Commercial Licensing Regulations (Amendment)

        1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the amendment regulations set out in paragraph 3 and annexed to this notice on 3 April 2018 (the "Amendment Regulations").
        2. The Board has directed the Amendment Regulations to be published and accordingly the Amendment Regulations are hereby published on 17 April 2018.
        3. The Amendment Regulations are:
        Dated: 17 April 2018

        BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

      • 3 January — FSRA Rules (PRU Amendments)

        1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexed to this notice on 3 January 2018 (the "Rules").
        2. The FSRA hereby publishes the Rules on 3 January 2018.
        3. The Rules are:
        (a) PRU Rules (PRU_VER04.030118) (see appendix for detailed amendments);
        (b) Captive Insurance Business Rules (CIB_VER03.030118) (see appendix for detailed amendments); and
        (c) PIN Rules (PIN_VER02.030118) (see appendix for detailed amendments).
        Dated: 3 January 2018

    • 2017

      • 16 August — Foundations Regulations

        1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations set out in paragraph 3 and annexed to this notice on 14 August 2017 (the "Regulations").
        2. The Board has directed the Regulations to be published and accordingly the Regulations are hereby published on 16 August 2017.
        3. The Regulations are:
        Dated: 16 August 2017
        BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

      • 17 July — CRS Regulations

        1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations set out in paragraph 3 and annexed to this notice on 9 July 2017 (the "Regulations").
        2. The Board has directed the Regulations to be published and accordingly the Regulations are hereby published on 17 July 2017.
        3. The Regulations are:

        Dated: 17 July 2017.

        BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

      • 5 July — Companies Regulations (Reduction of Capital) Rules 2017

        1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the rules set out in paragraph 3, annexed to this notice on 26 June 2017 (the "Regulations").
        2. The Board has directed the Rules to be published and accordingly they are hereby published on 5 July 2017.

        Dated: 5 July 2017

      • 19 June — Companies Regulations (Register of Auditors) Rules

        1. The CEO of the Registration Authority of Abu Dhabi Global Market (the 'Registrar'), in exercise of the powers conferred by sections 1039 and 1040 of the Companies Regulations 2015, hereby resolves to adopt the proposed amended rules set out in paragraph 3 and annexedannexed to this notice on 19 June 2017 (“the Rules”).
        2. The Registrar hereby publishes the Rules on 19 June 2017.

        Dated: 19 June 2017

      • 15 May — FSRA Rules (Venture Capital Fund Manager Framework)

        1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexedannexed to this notice on 15 May 2017 (the "Rules").
        2. The FSRA hereby publishes the Rules on 15 May 2017.
        3. The Rules are:
        (a) FUNDS Rules (FUNDS_VER02.150517);
        (b) GEN Rules (GEN_VER02.150517);
        (c) PRU Rules (PRU_VER03.150517); and
        (d) GLO (GLO_VER02.150517).

        Dated: 15 May 2017

      • 10 April — PRU Rules

        1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexedannexed to this notice on 10 April 2017 (the "Rules").
        2. The FSRA hereby publishes the Rules on 10 April 2017.
        3. The Rules are:
        (a) PRU Rules (PRU_VER02.040417).

        Dated: 10 April 2017

    • 2016

      • 7 December — Insolvency Amendment Regulations

        1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations set out in paragraph 3 and annexed to this notice on 9 October 2016 (the "Regulations").
        2. The Board has directed the Regulations to be published and accordingly the Regulations are hereby published on 7 December 2016.
        3. The Regulations are:

        Dated: 7 December 2016

        BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

      • 2 November — FSMR & Companies Amendment Regulations

        1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations set out in paragraph 3 and annexed to this notice on 9 October 2016 (the "Regulations").
        2. The Board has directed the Regulations to be published and accordingly the Regulations are hereby published on 2 November 2016.

        Dated: 2 November 2016

        BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

      • 2 November — FEES Rules

        1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexedannexed to this notice on 9 October 2016 (the "Rules").
        2. The FSRA hereby publishes the Rules on 2 November 2016.
        3. The Rules are:
        (a) Fees Rules (FEES_VER03.171016).

        Dated: 2 November 2016

      • 17 April — Application of English Law Amendment & Trusts Regulations

        1. The Board of Directors of the Abu Dhabi Global Market (the "Board") enacted the regulations set out in paragraph 3 and annexed to this notice on 17 April 2016 (the "Regulations").
        2. The Board has directed the Regulations to be published and accordingly the Regulations are hereby published on 21 April 2016.

        Dated: 17 April 2016

        BY ORDER OF THE BOARD OF DIRECTORS OF THE ABU DHABI GLOBAL MARKET

      • 17 April — FEES Rules

        1. In accordance with Part 2 of the Financial Services and Markets Regulations 2015, the Financial Services Regulatory Authority ("FSRA") of the Abu Dhabi Global Market made the rules set out in paragraph 3 and annexedannexed to this notice on 17 April 2016 (the "Rules").
        2. The FSRA hereby publishes the Rules on 21 April 2016.
        3. The Rules are:
        (a) Fees Rules (FEES_VER02.170416).

        Dated: 17 April 2016