• FEES 1.1 FEES 1.1 Application

    • FEES 1.1.1

      These Rules apply to a Person in relation to:

      (a) an application for a Financial Services Permission;
      (b) an application to amend the scope of a Financial Services Permission;
      (c) an application for approval as an Approved Person to perform a Controlled Function;
      (d) an application for the amendment of an approval as an Approved Person to perform a Controlled Function;
      (e) an application for recognition as a Recognised Body;
      (f) an application to register a Public Fund;
      (g) an application by an Authorised Fund Manager to manage a Foreign Fund pursuant to FUND Rule 7.2.1;
      (h) filing a Prospectus pursuant to MKT Rule 4.6.1(1)(b);
      (i) filing a Prospectus pursuant to FUND Rule 9.3.2(1)(b) or FUND Rule 9.4.2(1)(b); and
      (j) an application for admittance of Securities to the Official List of Securities;

    • FEES 1.1.2

      This module also applies to a Person who is an Authorised Person or a Recognised Body.