• COBS 15.3 COBS 15.3 Recording, Registration and Holding Requirements

    • COBS 15.3.1

      An Authorised Person which Provides Custody or holds or controls Client Investments must ensure that Safe Custody Investments are recorded, registered and held in an appropriate manner to safeguard and control such property.

    • COBS 15.3.2

      Subject to Rule 15.4.1, an Authorised Person which Provides Custody or holds or controls Client Investments must record, register and hold Safe Custody Investments separately from its own Investments.