Chapter 4 – Enforcement
- Introduction
-
Fines
- Purpose of fines
- Determining the appropriate amount of a fine
- Seriousness
- Deliberate or reckless
- Effect on third parties
- Whether the person is an individual
- Financial gain or loss avoided
- Subsequent conduct
- Disciplinary record and compliance history
- Maximum penalty
- Settlement discount
- Serious financial hardship
- Suspend, Limit or Restrict Licence