Application

Past version: effective from 21/07/2020 - 17/02/2021
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1.14 This Manual is relevant to licensed persons in ADGM and other persons including potential applicants, advisors and interested parties. The Manual sets out:
a. the Registration Authority’s decision making procedure for giving warning notices, decision notices and supervisory notices (collectively referred to as “statutory notices”);
b. the Registration Authority’s policy with respect to exercising own initiative action to vary (narrow) the scope of a commercial licence;
c. the Registration Authority’s policy with respect to the imposition of financial penalties under the CLR;
d. the Registration Authority’s policy with respect to suspending, limiting or restricting a commercial licence; and
e. the Registration Authority’s policy with respect to cancellation of a commercial licence.