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FEES 1.1.1

Past version: effective from 21/10/2015 - 20/10/2015
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These Rules apply to a Person in relation to:

(a) an application for a Financial Services Permission;
(b) an application to amend the scope of a Financial Services Permission;
(c) an application for approval as an Approved Person to perform a Controlled Function;
(d) an application for the amendment of an approval as an Approved Person to perform a Controlled Function;
(e) an application for recognition as a Recognised Body;
(f) an application to register a Public Fund;
(g) an application by an Authorised Fund Manager to manage a Foreign Fund pursuant to FUND Rule 7.2.1;
(h) filing a Prospectus pursuant to MKT Rule 4.6.1(1)(b);
(i) filing a Prospectus pursuant to FUND Rule 9.3.2(1)(b) or FUND Rule 9.4.2(1)(b); and
(j) an application for admittance of Securities to the Official List of Securities;