GEN 3.3.21

Past version: effective from 21/10/2015 - 20/10/2015
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An Authorised Person must comply with Principle 7 as outlined in Rule 2.2.7, taking all reasonable steps to identify conflicts of interest between:

(1) the Authorised Person, including its managers, Employees and Clients, or any person directly or indirectly linked to them by control; or
(2) one Client of the Authorised Person and another Client,

that arises or may arise in the course of the Authorised Person providing any Regulated Activities.