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ADGM LEGAL FRAMEWORK

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    • FEDERAL DECREE NO (15) OF 2013
    • CABINET RESOLUTION NO (4) OF 2013
    • CABINET RESOLUTION NO. 28 OF 2007
    • ABU DHABI LAW NO. (4) OF 2013
    • ABU DHABI LAW NO. (12) OF 2020
    • ADGM LEGAL FRAMEWORK
      • COMMERCIAL LEGISLATION
      • FSRA LEGISLATION
        • Regulations
        • Rules
          • Anti-Money Laundering and Sanctions Rules and Guidance (AML) [VER06.310321]
          • Islamic Finance Rules (IFR) [VER04.030220]
          • Prudential — Investment, Insurance Intermediation and Banking Rules (PRU) [VER11.270422]
          • Fees Rules (FEES) [VER13.270422]
          • Glossary (GLO) [VER13.270422]
          • General Rulebook (GEN) [VER05.030220]
            • GEN 1. INTRODUCTION
            • GEN 2. CORE PRINCIPLES
            • GEN 3. MANAGEMENT, SYSTEMS AND CONTROLS
            • GEN 4. GENERAL PROVISIONS
            • GEN 5. AUTHORISATION AND THRESHOLD CONDITIONS
              • GEN 5.1 Application
              • GEN 5.2 Application for a Financial Services Permission
              • GEN 5.3 Controlled Functions and Approved Persons
                • GEN 5.3.1
                • Senior Executive Officer
                • Licensed Director
                  • GEN 5.3.3
                • Licensed Partner
              • GEN 5.4 Recognised Functions and Recognised Persons
              • GEN 5.5 Mandatory appointments
              • GEN 5.6 Application for Approved Person status
              • GEN 5.7 Application for Recognised Person status
            • GEN 6. ACCOUNTING AND AUDITING
            • GEN 7. COMPLAINTS HANDLING AND DISPUTE RESOLUTION
            • GEN 8. SUPERVISION
            • GEN 9. REPRESENTATIVES OFFICES
            • GEN APP 1 BEST PRACTICE RELATING TO CORPORATE GOVERNANCE AND REMUNERATION
            • GEN APP 2 TRADE REPOSITORY
          • Prudential — Insurance Business (PIN) [VER03.030220]
          • Prudential — Insurance Business (PIN) [VER04.270422]
          • Conduct of Business Rulebook (COBS) [VER11.080222]
          • Captive Insurance Business Rules (CIB) [VER04.030220]
          • Fund Rules (FUNDS) [VER06.250521]
          • Market Infrastructure Rulebook (MIR) [VER05.240220]
          • Market Rules (MKT) [VER04.080222]
          • Rules of Market Conduct [VER02.210218]
          • Fund Passporting Rules (FP) [VER01.110319]
          • Past Versions
        • Waivers and Modifications
      • ADGM COURTS LEGISLATION
      • ARBITRATION LEGISLATION
    • ADGM COURTS PROCEDURES
    • GUIDANCE & POLICY STATEMENTS
    • PUBLIC CONSULTATION PAPERS
    • NOTICES OF PUBLICATION
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Breadcrumb

  1. ABU DHABI GLOBAL MARKET
  2. ADGM LEGAL FRAMEWORK
  3. FSRA LEGISLATION
  4. Rules
  5. General Rulebook (GEN) [VER05.030220]
  6. GEN 5. AUTHORISATION AND THRESHOLD CONDITIONS
  7. GEN 5.3 Controlled Functions and Approved Persons
  8. Licensed Director
  9. GEN 5.3.3
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  Versions

 
  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015
‹ Licensed Director Licensed Partner ›

GEN 5.3.3

Past version: effective from 21/10/2015 - 20/10/2015
To view other versions open the versions tab on the right

Subject to Rule 5.5.4, the Licensed Director function is carried out by an individual who is a Director of an Authorised Person which is a Body Corporate.

‹ Licensed Director Licensed Partner ›
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© 2019 Abu Dhabi Global Market. All rights Reserved. Abu Dhabi Global Market has been established in accordance with the Federal Decree No. (15) of 2013 Establishment of Financial Free Zone in the Emirate of Abu Dhabi