GEN 5.4.7

Past version: effective from 21/10/2015 - 20/10/2015
To view other versions open the versions tab on the right

The Senior Manager function is carried out by an individual who is responsible either alone or jointly with other individuals for the management, supervision or control of one or more parts of an Authorised Person's Regulated Activities who is:

(a) an Employee of the Authorised Person; and
(b) not a Director or Partner of the Authorised Person.