COBS 3.5.7 Attribution of Knowledge

Past version: effective from 21/10/2015 - 20/10/2015
To view other versions open the versions tab on the right

When a Rule applies to an Authorised Person that acts with knowledge, the Authorised Person will not be taken to act with knowledge for the purposes of that Rule as long as none of the relevant individuals involved for on behalf of the Authorised Person acts with that knowledge as a result of an information barrier arrangement.