COBS 6.2.3

Past version: effective from 21/10/2015 - 20/10/2015
To view other versions open the versions tab on the right

Where an Authorised Person has taken reasonable steps to ensure that an Employee will not be involved to any material extent in, or have access to information about, the Authorised Person's Investment Business, then the Authorised Person need not comply with the requirements in Rule 6.2.1 in respect of that Employee.