COBS 11.1.3 Passing a Client Order to another Person for Execution
Past version: effective from 21/10/2015 - 20/10/2015
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An Authorised Person must, pursuant to Rule 6.8.2(c), make a record of the following:
(a) the identity of the Person instructed;
(b) the terms of the instruction; and
(c) the date and time that the instruction was given.