COBS 12.1.1 General

Past version: effective from 03/02/2020 - 02/02/2020
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The key information which an Authorised Person is required to provide to a Client and include in the Client Agreement with that Client pursuant to Rule 3.3.2 must include:

(a) the information set out in:
(i) Rule 12.1.2(a) if it is a Retail Client; and
(ii) Rule 12.1.2(b) if it is a Professional Client; and
(b) where relevant, the additional information required under Rules 12.1.3 and 12.1.4.
Amended on (3 February, 2020).