COBS 14.3.6 Record Keeping
Past version: effective from 21/10/2015 - 20/10/2015
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(a) An Authorised Person must maintain records which enable the Authorised Person to demonstrate compliance with this section; and which enable the Authorised Person to demonstrate and explain all entries of Client Investments and Collateral held or controlled in accordance with this chapter.
(b) Records must be kept for a minimum of six years.