Past version: effective from 21/10/2015 - 20/10/2015
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(a) An Authorised Person must maintain a master list of all Client Accounts and accounts referred to in Rules 15.4.1–15.4.2.
(b) The master list must detail:
(i) the name of the account;
(ii) the account number;
(iii) the custodian, sub-custodian or depository (if not the Authorised Person itself);
(iv) the banker of the account;
(v) whether the account is currently open or closed; and
(vi) the date of opening or closure.
(c) The details of the master list must be documented and maintained for a minimum period of six years following the closure of an account.