2. Becoming Regulated
- 2.1 Our approach to authorisation
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2.2 Assessing the fitness and propriety of applicants
- 2.2.1
- Reputation and standing
- Locations of offices
- Close Links
- Legal status of Firms and Recognised Bodies
- Ownership and Group
- Controllers
- Resources, systems and controls
- Firms and Recognised Persons: Collective suitability of individuals or other Persons connected to the firm
- Recognised Bodies: other considerations
- 2.3 Assessing the fitness and propriety of Approved Persons, Recognised Persons and Principal Representatives
- 2.4 Waivers during authorisation
- 2.5 Start-up entities in the ADGM
- 2.6 Application for carrying out a Regulated Activity with or for a Retail Client
- 2.7 Application to conduct Islamic Financial Business
- 2.8 Application to be a Representative Office
- 2.9 Application for a withdrawal of Financial Services Permission