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ADGM LEGAL FRAMEWORK

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    • FEDERAL DECREE NO (15) OF 2013
    • CABINET RESOLUTION NO (4) OF 2013
    • CABINET RESOLUTION NO. 28 OF 2007
    • ABU DHABI LAW NO. (4) OF 2013
    • ABU DHABI LAW NO. (12) OF 2020
    • ADGM LEGAL FRAMEWORK
    • ADGM COURTS PROCEDURES
    • GUIDANCE & POLICY STATEMENTS
      • FSRA
        • General
          • Guidance & Policies Manual (GPM) [03 February 2020]
            • 1. Introduction
            • 2. Becoming Regulated
              • 2.1 Our approach to authorisation
              • 2.2 Assessing the fitness and propriety of applicants
              • 2.3 Assessing the fitness and propriety of Approved Persons, Recognised Persons and Principal Representatives
              • 2.4 Waivers during authorisation
              • 2.5 Start-up entities in the ADGM
                • What are "Start-up" entities?
                • Our risk-based approach to Start-ups
                  • 2.5.4
                  • 2.5.5
                • Financial risk
                • Governance risk
                • Business/operational risk
                • Compliance risk
                • Main information requirements
              • 2.6 Application for carrying out a Regulated Activity with or for a Retail Client
              • 2.7 Application to conduct Islamic Financial Business
              • 2.8 Application to be a Representative Office
              • 2.9 Application for a withdrawal of Financial Services Permission
            • 3. Supervision: Being Regulated
            • 4. Supervisory And Enforcement Powers
            • 5. Enforcement
            • 6. Penalty Guidance
            • 7. Decision Making
            • 8. Waivers And Modification
          • FSRA Confidentiality Policy [18 April 2019]
          • Guidance on Joint Guidance on the treatment of IFRS 9 Expected Credit Loss provisions in the UAE in the context of the COVID-19 crisis [5 April 2020]
        • Digital Assets
        • Funds and Investment Management
        • FinTech
        • Alternative Financing/Funding
      • RA
    • PUBLIC CONSULTATION PAPERS
    • NOTICES OF PUBLICATION
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Breadcrumb

  1. ABU DHABI GLOBAL MARKET
  2. GUIDANCE & POLICY STATEMENTS
  3. FSRA
  4. General
  5. Guidance & Policies Manual (GPM) [03 February 2020]
  6. 2. Becoming Regulated
  7. 2.5 Start-up entities in the ADGM
  8. Our risk-based approach to Start-ups
  9. 2.5.5
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  • Jun 16 2016 - Jun 15 2016
  • Jun 16 2016
‹ 2.5.4 Financial risk ›

2.5.5

The broad categories of risk and some of the unique elements of those risk categories that apply to start-ups include financial risk, governance risk, business/operational risk and compliance risk.

‹ 2.5.4 Financial risk ›
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