3. Supervision: Being Regulated
- 3.1 Our approach to supervision
-
3.2 Supervision of Firms
- Group supervision
- Domestic Firm's Group with ADGM head office
- Subsidiary of a non-ADGM firm
- Branch of a non-ADGM firm
- Periodic returns for Firms
- Review of risk management systems
- Desktop reviews
- On-site visits
- Periodic communications
- External Auditor reports, statements and meetings
- Controllers — Our approval
- 3.3 Supervision of Representative Offices
- 3.4 Supervision of Recognised Bodies