4.3.1

In other circumstances, such as where Confidential Information is sought by a party other than a governmental or regulatory authority, such as, for example, as evidence for use in civil litigation, the Regulator will require prior consent of—

(a) the person from whom the Confidential Information was obtained; and,
(b) if different, the person to whom the duty of confidentiality is owed (paragraphs 198(1)(a) and (b)),
consistent with its general duty of confidentiality, as contemplated by section 198(1) of the FSMR.

Amended on (18 April, 2019).