4.4.2

Examples of requirements that we may consider imposing include, among other things, a requirement:

(a) not to take on new business;
(b) not to hold or control Client Money;
(c) not to trade in certain categories of Specified Investment;
(d) prohibiting or restricting the disposal of, or other dealing with, any of the firm's or Recognised Body's assets (whether in the ADGM or elsewhere); and
(e) that all or any of the firm's assets (or all or any assets belonging to investors but held by the firm or Recognised Body) must be transferred to a trustee approved by us.