7.6.1

The remaining decisions, such as decisions made as part of our day-to-day supervision of regulated firms, do not invoke the procedures in Part 21 of the FSMR. Examples of these operational decisions include decisions to:

(a) obtain additional information from an Authorised Person;
(b) disclose information about an Authorised Person to a Non-ADGM Financial Services Regulator;
(c) issue a risk mitigation plan stemming from any supervisory concerns identified in the course of firm visit; or
(d) commence an investigation.