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ADGM LEGAL FRAMEWORK

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    • FEDERAL DECREE NO (15) OF 2013
    • CABINET RESOLUTION NO (4) OF 2013
    • CABINET RESOLUTION NO. 28 OF 2007
    • ABU DHABI LAW NO. (4) OF 2013
    • ABU DHABI LAW NO. (12) OF 2020
    • ADGM LEGAL FRAMEWORK
      • COMMERCIAL LEGISLATION
      • FSRA LEGISLATION
        • Regulations
        • Rules
          • Anti-Money Laundering and Sanctions Rules and Guidance (AML) [VER06.310321]
          • Captive Insurance Business Rules (CIB) [VER04.030220]
          • Conduct of Business Rulebook (COBS) [VER11.080222]
          • Fees Rules (FEES) [VER13.270422]
          • Fund Passporting Rules (FP) [VER01.110319]
            • 1. INTRODUCTION
            • 2. PASSPORTED FUNDS
            • 3. PROMOTION OF PASSPORTED FUNDS
            • 4. REGISTRATION OF PASSPORTED FUNDS IN HOST JURISDICTION
            • 5. REGISTER OF PASSPORTED FUNDS
            • 6. MANAGEMENT AND OPERATION OF A PASSPORTED FUND
            • 7. FEES
            • 8. DE-REGISTRATION OF PASSPORTED FUNDS
            • 9. SUPERVISORY AND INVESTIGATORY POWERS
              • 9.1 Requests for Assistance
              • 9.2 Inspections
              • 9.3 Circumstances in which the Regulator may decline to act
              • 9.4 Exercise of the Regulator's powers in relation to Passported Funds
              • 9.5 Exercise of the Host Regulator's powers in relation to Passported Funds
            • APP 1 PASSPORTED PUBLIC FUND MINIMUM CRITERIA
          • Fund Rules (FUNDS) [VER06.250521]
          • General Rulebook (GEN) [VER05.030220]
          • Glossary (GLO) [VER13.270422]
          • Islamic Finance Rules (IFR) [VER04.030220]
          • Market Infrastructure Rulebook (MIR) [VER05.240220]
          • Market Rules (MKT) [VER04.080222]
          • Prudential — Insurance Business (PIN) [VER04.270422]
          • Prudential — Investment, Insurance Intermediation and Banking Rules (PRU) [VER11.270422]
          • Rules of Market Conduct [VER02.210218]
          • Past Versions
        • Waivers and Modifications
      • ADGM COURTS LEGISLATION
      • ARBITRATION LEGISLATION
    • ADGM COURTS PROCEDURES
    • GUIDANCE & POLICY STATEMENTS
    • PUBLIC CONSULTATION PAPERS
    • NOTICES OF PUBLICATION
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Breadcrumb

  1. ABU DHABI GLOBAL MARKET
  2. ADGM LEGAL FRAMEWORK
  3. FSRA LEGISLATION
  4. Rules
  5. Fund Passporting Rules (FP) [VER01.110319]
  6. 9. SUPERVISORY AND INVESTIGATORY POWERS
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‹ 8.2.3 9.1 Requests for Assistance ›

9. SUPERVISORY AND INVESTIGATORY POWERS

  • 9.1 Requests for Assistance
    • 9.1.1
    • 9.1.2
  • 9.2 Inspections
    • 9.2.1
    • 9.2.2
    • 9.2.3
  • 9.3 Circumstances in which the Regulator may decline to act
    • 9.3.1
    • 9.3.2
  • 9.4 Exercise of the Regulator's powers in relation to Passported Funds
    • 9.4.1
    • 9.4.2
    • 9.4.3
    • 9.4.4
    • 9.4.5
  • 9.5 Exercise of the Host Regulator's powers in relation to Passported Funds
    • 9.5.1
    • 9.5.2
    • 9.5.3
    • 9.5.4
‹ 8.2.3 9.1 Requests for Assistance ›
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