Chapter 1 Dealing in Investments
- The activity
-
Exclusions
- 5. Absence of holding out etc.
- 6. Deals with or through Authorised Persons or Exempt Persons or through foreign licensed persons
- 7. Acceptance of instruments creating or acknowledging indebtedness
- 8. Issue by a Company of its own Shares etc.
- 9. Dealing by a Body Corporate in its own Shares
- 10. Risk management
- 11. Other exclusions
- The activity
- Exclusions