Chapter 1 Exemption
- General
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Applications for recognition
- 121. Application by an investment exchange
- 122. Application by a clearing house
- 123. Applications: supplementary
- 124. Recognition orders
- 125. Variation of a recognition order
- 126. Liability in relation to Recognised Body's Regulatory Functions
- 127. Non-Abu Dhabi Global Market Investment Exchanges and Non-Abu Dhabi Global Market Clearing Houses
- Publication of information by Recognised Investment Exchange
-
Supervision
- 129. Notification requirements
- 130. Modification or waiver of Rules
- 131. Notification: Non-Abu Dhabi Global Market Investment Exchanges and Non-Abu Dhabi Global Market Clearing Houses
- 132. Regulator's power to give Directions
- 133. Additional power to direct Recognised Clearing Houses
- 134. Revoking recognition
- 135. Directions and revocation: procedure
- 136. Complaints about recognised bodies
- Power to disallow excessive Regulatory Provision