Skip to main content
adgm.com

ADGM LEGAL FRAMEWORK

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    • FEDERAL DECREE NO (15) OF 2013
    • CABINET RESOLUTION NO (4) OF 2013
    • Matters for determining unfitness of directors
    • CABINET RESOLUTION NO. 28 OF 2007
    • ABU DHABI LAW NO. (4) OF 2013
    • ABU DHABI LAW NO. (12) OF 2020
    • ADGM LEGAL FRAMEWORK
      • COMMERCIAL LEGISLATION
      • FSRA LEGISLATION
        • Regulations
        • Rules
          • Anti-Money Laundering and Sanctions Rules and Guidance (AML) [VER06.310321]
          • Islamic Finance Rules (IFR) [VER04.030220]
          • Prudential — Investment, Insurance Intermediation and Banking Rules (PRU) [VER09.310321]
          • Fees Rules (FEES) [VER11.091120]
          • Glossary (GLO) [VER12.310321]
          • General Rulebook (GEN) [VER05.030220]
          • Prudential — Insurance Business (PIN) [VER03.030220]
          • Conduct of Business Rulebook (COBS) [VER10.310321]
            • COBS 1. INTRODUCTION
            • COBS 2. CLIENT CLASSIFICATION
            • COBS 3. CORE RULES — INVESTMENT BUSINESS, ACCEPTING DEPOSITS, PROVIDING CREDIT AND PROVIDING TRUST SERVICES
            • COBS 4. ADDITIONAL RULES — ACCEPTING DEPOSITS AND PROVIDING CREDIT
            • COBS 5. ADDITIONAL RULES — PROVIDING TRUST SERVICES
            • COBS 6. ADDITIONAL RULES — INVESTMENT BUSINESS
            • COBS 7 CORE RULES — INSURANCE
            • COBS 8. ADDITIONAL RULES: OPERATING AN MTF OR OTF
            • COBS 9. CORE RULES — OPERATING A CREDIT RATING AGENCY
            • COBS 10. CORE RULES — OPERATING A CENTRAL SECURITIES DEPOSITORY
            • COBS 11. RECORDS OF ORDERS AND TRANSACTIONS
            • COBS 12. KEY INFORMATION AND CLIENT AGREEMENT
            • COBS 13. PERIODIC STATEMENTS
            • COBS 14. CLIENT MONEY AND RELEVANT MONEY PROVISIONS
            • COBS 15. SAFE CUSTODY PROVISIONS
            • COBS 16. RECOVERY AND RESOLUTION PLANNING FOR CLIENT MONEY, RELEVANT MONEY AND SAFE CUSTODY ASSETS
              • COBS 16.1 Application and purpose
              • COBS 16.2 General provisions
              • COBS 16.3 Core Content Requirements
                • COBS 16.3.1
                • COBS 16.3.2
                • COBS 16.3.3
              • COBS 16.4 Existing records to be included in the Resolution Pack
            • COBS 17. ADDITIONAL RULES — AUTHORISED PERSONS CONDUCTING A REGULATED ACTIVITY IN RELATION TO VIRTUAL ASSETS
            • COBS 18. OPERATING A PRIVATE FINANCING PLATFORM
            • COBS 19. PAYMENT SERVICES
          • Captive Insurance Business Rules (CIB) [VER04.030220]
          • Fund Rules (FUNDS) [VER05.030220]
          • Market Infrastructure Rulebook (MIR) [VER05.240220]
          • Market Rules (MKT) [VER03.030220]
          • Rules of Market Conduct [VER02.210218]
          • Fund Passporting Rules (FP) [VER01.110319]
          • Past Versions
        • Waivers and Modifications
      • ADGM COURTS LEGISLATION
      • ARBITRATION LEGISLATION
    • ADGM COURTS PROCEDURES
    • GUIDANCE & POLICY STATEMENTS
    • PUBLIC CONSULTATION PAPERS
    • NOTICES OF PUBLICATION
Entire section Custom print Print Search

Breadcrumb

  1. ABU DHABI GLOBAL MARKET
  2. ADGM LEGAL FRAMEWORK
  3. FSRA LEGISLATION
  4. Rules
  5. Conduct of Business Rulebook (COBS) [VER10.310321]
  6. COBS 16. RECOVERY AND RESOLUTION PLANNING FOR CLIENT MONEY, RELEVANT MONEY AND SAFE CUSTODY ASSETS
  7. COBS 16.3 Core Content Requirements
View Current PDF
  Versions

 
  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015
‹ COBS 16.2.15 COBS 16.3.1 ›

COBS 16.3 Core Content Requirements

  • COBS 16.3.1
  • COBS 16.3.2
    • Guidance
  • COBS 16.3.3
‹ COBS 16.2.15 COBS 16.3.1 ›
logo logo
  • About ADGM
  • Legal Framework
  • Public Registers
  • FAQs
  • Lifestyle
  • Media
  • Careers
  • Contact us

Follow us

linkedin twitter Instagram YouTube
  • Terms and Conditions
  • Privacy
  • Site map

© 2019 Abu Dhabi Global Market. All rights Reserved. Abu Dhabi Global Market has been established in accordance with the Federal Decree No. (15) of 2013 Establishment of Financial Free Zone in the Emirate of Abu Dhabi