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ADGM LEGAL FRAMEWORK

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    • FEDERAL DECREE NO (15) OF 2013
    • CABINET RESOLUTION NO (4) OF 2013
    • CABINET RESOLUTION NO. 28 OF 2007
    • ABU DHABI LAW NO. (4) OF 2013
    • ABU DHABI LAW NO. (12) OF 2020
    • ADGM LEGAL FRAMEWORK
      • COMMERCIAL LEGISLATION
      • FSRA LEGISLATION
        • Regulations
        • Rules
          • Anti-Money Laundering and Sanctions Rules and Guidance (AML) [VER06.310321]
          • Captive Insurance Business Rules (CIB) [VER04.030220]
          • Conduct of Business Rulebook (COBS) [VER11.080222]
            • COBS 1. INTRODUCTION
            • COBS 2. CLIENT CLASSIFICATION
            • COBS 3. CORE RULES — INVESTMENT BUSINESS, ACCEPTING DEPOSITS, PROVIDING CREDIT AND PROVIDING TRUST SERVICES
            • COBS 4. ADDITIONAL RULES — ACCEPTING DEPOSITS AND PROVIDING CREDIT
            • COBS 5. ADDITIONAL RULES — PROVIDING TRUST SERVICES
            • COBS 6. ADDITIONAL RULES — INVESTMENT BUSINESS
            • COBS 7 CORE RULES — INSURANCE
              • COBS 7.1 Application
              • COBS 7.2 Insurance Business and Intermediation Restrictions
              • COBS 7.3 Communication of Information and Marketing Material
              • COBS 7.4 Client's Duty of Disclosure
              • COBS 7.5 Authorised Person's Duty of Disclosure
              • COBS 7.6 Disclosure of Costs and Remuneration
              • COBS 7.7 Information about the Proposed Insurance
              • COBS 7.8 Suitability
                • COBS 7.8.1
                • COBS 7.8.2
                • COBS 7.8.3
                • COBS 7.8.4
              • COBS 7.9 Placement of Insurance
              • COBS 7.10 Providing an Ongoing Service
              • COBS 7.11 Insurance Monies
            • COBS 8. ADDITIONAL RULES: OPERATING AN MTF OR OTF
            • COBS 9. CORE RULES — OPERATING A CREDIT RATING AGENCY
            • COBS 10. CORE RULES — OPERATING A CENTRAL SECURITIES DEPOSITORY
            • COBS 11. RECORDS OF ORDERS AND TRANSACTIONS
            • COBS 12. KEY INFORMATION AND CLIENT AGREEMENT
            • COBS 13. PERIODIC STATEMENTS
            • COBS 14. CLIENT MONEY AND RELEVANT MONEY PROVISIONS
            • COBS 15. SAFE CUSTODY PROVISIONS
            • COBS 16. RECOVERY AND RESOLUTION PLANNING FOR CLIENT MONEY, RELEVANT MONEY AND SAFE CUSTODY ASSETS
            • COBS 17. ADDITIONAL RULES — AUTHORISED PERSONS CONDUCTING A REGULATED ACTIVITY IN RELATION TO VIRTUAL ASSETS
            • COBS 18. OPERATING A PRIVATE FINANCING PLATFORM
            • COBS 19. PAYMENT SERVICES
            • COBS 20. THIRD PARTY PROVIDERS
          • Fees Rules (FEES) [VER13.270422]
          • Fund Passporting Rules (FP) [VER01.110319]
          • Fund Rules (FUNDS) [VER06.250521]
          • General Rulebook (GEN) [VER05.030220]
          • Glossary (GLO) [VER13.270422]
          • Islamic Finance Rules (IFR) [VER04.030220]
          • Market Infrastructure Rulebook (MIR) [VER05.240220]
          • Market Rules (MKT) [VER04.080222]
          • Prudential — Insurance Business (PIN) [VER04.270422]
          • Prudential — Investment, Insurance Intermediation and Banking Rules (PRU) [VER11.270422]
          • Rules of Market Conduct [VER02.210218]
          • Past Versions
        • Waivers and Modifications
      • ADGM COURTS LEGISLATION
      • ARBITRATION LEGISLATION
    • ADGM COURTS PROCEDURES
    • GUIDANCE & POLICY STATEMENTS
    • PUBLIC CONSULTATION PAPERS
    • NOTICES OF PUBLICATION
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  1. ABU DHABI GLOBAL MARKET
  2. ADGM LEGAL FRAMEWORK
  3. FSRA LEGISLATION
  4. Rules
  5. Conduct of Business Rulebook (COBS) [VER11.080222]
  6. COBS 7 CORE RULES — INSURANCE
  7. COBS 7.8 Suitability
  8. COBS 7.8.4
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  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015
‹ COBS 7.8.3 COBS 7.9 Placement of Insurance ›

COBS 7.8.4

Where an Insurance Intermediary is instructed to obtain insurance which is contrary to the advice that it has given to a Client, the Insurance Intermediary must obtain from the Client written confirmation of the Client's instructions before arranging or buying the relevant insurance.

‹ COBS 7.8.3 COBS 7.9 Placement of Insurance ›
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