Commercial Licensing Regulations Rules
- Commercial Licensing Regulations 2015 (Exemptions) Order 2020
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Commercial Licensing Regulations 2015 (Client Money) Rules 2021
- 1. Citation, commencement and interpretation
- 2. Application
- 3. General Requirements
- 4. Client Money
- 5. Holding Client Money in a Client Account
- 6. Operation of a Client Account
- 7. Pooled Accounts
- 8. Payment of Client Money into Client Accounts
- 9. Segregation of Client Money
- 10. Withdrawal of Client Money from Client Accounts
- 11. Disclosure
- 12. Client Reporting
- 13. Provision of information
- 14. Reconciliation
- 15. Annual Review of Controls
- 16. Record Keeping
- 17. Client Money Distribution
- 18. Registrar’s Powers
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Commercial Licensing Regulations 2015 (Conditions of Licence and Branch Registration) Rules 2021
- 1. Citation, commencement and interpretation
- 2. Applications for licence (all applicants)
- 3. Applications for licence (additional information for branch registration)
- 4. Application for licence variation or renewal by existing licence holder
- 5. Granting of licences
- 6. General conditions of licence for all licence holders
- 7. General conditions of licence for branches
- 7A. Power to strike off branch on initiative of Registrar
- 8. Specific conditions of licence - legal services
- 10. Specific conditions of licence - insolvency practitioner services
- 11. Specific conditions of licence - other economic activities: healthcare
- 12. Specific conditions of licence - providing company services
- 13. Specific conditions of licence - special conditions for partnerships
- 14. Designation of bodies
- 15. Commercial Licensing Regulations 2015 (Conditions of Licence and Branch Registration) Rules 2019
- SCHEDULE 1 Conditions of Licence - Company service providers
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Commercial Licensing Regulations 2015 (Controlled Activities) Rules 2021
- 1. Citation, commencement and interpretation
- 2. Controlled activities
- 3. Financial services
- 4. Legal services
- 5. Accountancy services
- 6. Insolvency practitioner services
- 7. Company services
- 8. Other economic activities
- 9. General exclusions
- 10. Exclusion for cross-border service providers
- 11. Commercial Licensing Regulations 2015 (Controlled Activities) Rules 2018
- Commercial Licensing Regulations 2015 (Fees) Rules 2021
- Commercial Licensing Regulations 2015 (Fines) Rules 2020