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ADGM LEGAL FRAMEWORK

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    • FEDERAL DECREE NO (15) OF 2013
    • CABINET RESOLUTION NO (4) OF 2013
    • Matters for determining unfitness of directors
    • CABINET RESOLUTION NO. 28 OF 2007
    • ABU DHABI LAW NO. (4) OF 2013
    • ABU DHABI LAW NO. (12) OF 2020
    • ADGM LEGAL FRAMEWORK
    • ADGM COURTS PROCEDURES
    • GUIDANCE & POLICY STATEMENTS
      • FSRA
        • General
        • Digital Securities
        • Funds and Investment Management
        • FinTech
        • Alternative Financing/Funding
        • Dealing
          • Guidance on Authorisation for Dealing Activities [21 October 2015]
      • RA
    • PUBLIC CONSULTATION PAPERS
    • NOTICES OF PUBLICATION
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  1. ABU DHABI GLOBAL MARKET
  2. GUIDANCE & POLICY STATEMENTS
  3. FSRA
  4. Dealing
  Versions

 
‹ 4.3.3 Guidance on Authorisation for Dealing Activities [21 October 2015] ›

Dealing

  • Guidance on Authorisation for Dealing Activities [21 October 2015]
    • 1. Purpose
    • 2. Consideration and Assessment of Applications
    • 3. Minimum Criteria for Authorisation
‹ 4.3.3 Guidance on Authorisation for Dealing Activities [21 October 2015] ›
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