‹ Disclaimer Chapter 1 – Introduction › Decision Procedures and Enforcement Manual Chapter 1 – Introduction Introduction Legal Basis Application Purpose Updating the Manual Defined Terms Statutory Notices Chapter 2 – Approach to Enforcement Introduction Enforcement Principles Enforcement process Receipt of allegation Assessment of allegation Investigation Chapter 3 – Decision Making The Decision Maker General procedures Warning notices and first supervisory notices Representations Decision notices and second supervisory notices Chapter 4 – Enforcement Introduction Fines Suspend, Limit or Restrict Licence Chapter 5 – Settlement Introduction Approach to settlement Timing Decisions regarding proposed settlements Terms of settlements Fines and early settlement Publicity Third party rights Chapter 6 – Own-Initiative Action Introduction Variation or cancellation of licence Requirements Own-initiative power procedure Chapter 7 – Publicity Introduction General policy on publicity of enforcement and disciplinary actions Publicity about ongoing matters Publication of warning notices Publication of decision notices and supervisory notices Publication about proceedings Publication of settlements Publication of own-initiative action Disclaimer ‹ Disclaimer Chapter 1 – Introduction ›