Decision Procedures, Disqualification and Enforcement Manual
- Chapter 1 – Introduction
- Chapter 2 – Approach to Enforcement
- Chapter 3 – Decision Making
- Chapter 4 – Enforcement
- Chapter 5 – Settlement
- Chapter 6 – Own-Initiative Action
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Chapter 7 – Disqualification
- Introduction to disqualification orders
- Disqualification orders against directors
- Matters for determining unfitness of directors
- Disqualification undertakings
- Process of making a disqualification order
- In what circumstances might the Registrar disqualify a person?
- Warning notice
- Decision notice
- Final notice
- Register of disqualification orders
- Penalties for breaching disqualification orders and undertakings
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Chapter 8 – Publicity
- Introduction
- General policy on publicity of enforcement and disciplinary actions
- Publicity about ongoing matters
- Publication of warning notices
- Publication of decision notices, final notices and supervisory notices
- Publication about proceedings
- Publication of Discontinuation Notices
- Publication of settlements
- Publication of own-initiative action
- Disclaimer