FUNDS 9.3.2

(1) A person undertaking a financial promotion in respect of a Prospectus shall ensure that:
(a) the information contained in the Prospectus complies with this Rule and the FSMR;
(b) the Fund Manager, in the case of a Public Fund, has filed a copy of the Prospectus with the Regulator in accordance with Rule 9.2.1(b); and
(c) the financial promotion states a Prospectus has been published and gives an address where a copy may be collected in the Abu Dhabi Global Market.
(2) Nothing in (1) prevents a person from issuing a financial promotion before the issue of a Prospectus provided it clearly states that a Prospectus will be issued and how a copy of such Prospectus may be obtained.
Amended on (3 February, 2020).