FUNDS 9.4.2

(1) Where a Fund Manager, for the purpose of Rule 9.3.1(3), issues a Supplementary Prospectus, the Fund Manager must:
(a) clearly identify in the Supplementary Prospectus the Prospectus that it supplements, the revisions to that Prospectus, the date of any material change or new matter giving rise to any revision, and the date of the document which must be the date of filing with the Regulator;
(b) if it is a Public Fund, file a copy with the Regulator;
(c) provide a copy to each Person who applied for, but has not yet been issued with, Units under the previous Prospectus after the earliest date of any material change or new matter giving rise to the revision; and
(d) ensure the Supplementary Prospectus is made available in the same media and through the same channels as, and together with, the previous Prospectus.
(2) Where a Fund Manager, for the purpose of Rule 9.3.1(3), issues a Replacement Prospectus, the Fund Manager must:
(a) clearly state that it is a Replacement Prospectus, and identify the Prospectus that it replaces, the date and nature of any material change or new matter giving rise to the replacement, the expiry date, and the date of the document which must be the date of filing with the Regulator;
(b) if it is a Public Fund, file a copy with the Regulator; and
(c) provide a copy to each Person who applied for, but has not yet been issued with, Units under the previous Prospectus after the earliest date of any material change or new matter giving rise to the replacement.
(3) The expiry date of a Supplementary Prospectus or Replacement Prospectus under (1) or (2) must be the same as that of the Prospectus it supplements or replaces.