GEN 5.2.12

In assessing an application for a Financial Services Permission, the Regulator may:

(a) make any enquiries which it considers appropriate, including enquiries independent of the applicant;
(b) require the applicant to provide additional information;
(c) require the applicant to have information on how it intends to ensure compliance with a particular Rule;
(d) require any information provided by the applicant to be verified in any way that the Regulator specifies; and
(e) take into account any information which it considers relevant in determining whether the applicant will ensure compliance with requirements imposed by the Regulator in the exercise of its functions.