GEN 5.6.4

An individual will only be authorised to carry on one or more Controlled Functions if the Regulator is satisfied that the individual is fit and proper to be an Approved Person. In making this assessment, the Regulator will consider:

(a) the individual's integrity;
(b) the individual's competence and capability;
(c) the individual's financial soundness;
(d) the individual's proposed role within the Authorised Person; and
(e) any other relevant matters.