GEN 7.1.1

This Chapter applies to every Authorised Person, other than a Representative Office and a Credit Rating Agency, carrying on a Regulated Activity in or from the ADGM as follows:

(a) Rule 7.2 applies to an Authorised Person carrying on a Regulated Activity with or for a Retail Client; and
(b) Rule 7.3 applies to an Authorised Person carrying on a Regulated Activity with or for a Professional Client.