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ADGM LEGAL FRAMEWORK

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    • FEDERAL DECREE NO (15) OF 2013
    • CABINET RESOLUTION NO (4) OF 2013
    • CABINET RESOLUTION NO. 28 OF 2007
    • ABU DHABI LAW NO. (4) OF 2013
    • ABU DHABI LAW NO. (12) OF 2020
    • ADGM LEGAL FRAMEWORK
      • COMMERCIAL LEGISLATION
      • FSRA LEGISLATION
        • Regulations
        • Rules
          • Anti-Money Laundering and Sanctions Rules and Guidance (AML) [VER06.310321]
          • Captive Insurance Business Rules (CIB) [VER04.030220]
          • Conduct of Business Rulebook (COBS) [VER11.080222]
          • Fees Rules (FEES) [VER13.270422]
          • Fund Passporting Rules (FP) [VER01.110319]
          • Fund Rules (FUNDS) [VER06.250521]
          • General Rulebook (GEN) [VER05.030220]
            • GEN 1. INTRODUCTION
            • GEN 2. CORE PRINCIPLES
            • GEN 3. MANAGEMENT, SYSTEMS AND CONTROLS
            • GEN 4. GENERAL PROVISIONS
            • GEN 5. AUTHORISATION AND THRESHOLD CONDITIONS
            • GEN 6. ACCOUNTING AND AUDITING
            • GEN 7. COMPLAINTS HANDLING AND DISPUTE RESOLUTION
            • GEN 8. SUPERVISION
            • GEN 9. REPRESENTATIVES OFFICES
              • GEN 9.1 Application
              • GEN 9.2 Financial Services Permission application
              • GEN 9.3 Consideration and assessment of applications
              • GEN 9.4 Withdrawal of a Financial Services Permission
              • GEN 9.5 Application of core principles
              • GEN 9.6 Principles for Representative Offices
              • GEN 9.7 General provisions
                • GEN 9.7.1
                • GEN 9.7.2
                  • Guidance
              • GEN 9.8 Fitness and Propriety
              • GEN 9.9 Dealing with property
              • GEN 9.10 Solvency
              • GEN 9.11 Disclosure of regulatory status
              • GEN 9.12 Clear, fair and not misleading
              • GEN 9.13 Record keeping
              • GEN 9.14 Communication with the Regulator
              • GEN 9.15 Regulatory Processes
            • GEN APP 1 BEST PRACTICE RELATING TO CORPORATE GOVERNANCE AND REMUNERATION
            • GEN APP 2 TRADE REPOSITORY
          • Glossary (GLO) [VER13.270422]
          • Islamic Finance Rules (IFR) [VER04.030220]
          • Market Infrastructure Rulebook (MIR) [VER05.240220]
          • Market Rules (MKT) [VER04.080222]
          • Prudential — Insurance Business (PIN) [VER04.270422]
          • Prudential — Investment, Insurance Intermediation and Banking Rules (PRU) [VER11.270422]
          • Rules of Market Conduct [VER02.210218]
          • Past Versions
        • Waivers and Modifications
      • ADGM COURTS LEGISLATION
      • ARBITRATION LEGISLATION
    • ADGM COURTS PROCEDURES
    • GUIDANCE & POLICY STATEMENTS
    • PUBLIC CONSULTATION PAPERS
    • NOTICES OF PUBLICATION
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Breadcrumb

  1. ABU DHABI GLOBAL MARKET
  2. ADGM LEGAL FRAMEWORK
  3. FSRA LEGISLATION
  4. Rules
  5. General Rulebook (GEN) [VER05.030220]
  6. GEN 9. REPRESENTATIVES OFFICES
  7. GEN 9.7 General provisions
  8. GEN 9.7.2
  9. Guidance
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  Versions

 
  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015
‹ GEN 9.7.2 GEN 9.8 Fitness and Propriety ›

Guidance

The Regulator would generally not consider a Representative Office to be sharing an office with an Authorised Person if that Representative Office were located in serviced offices which were also the place of business of an Authorised Person.

‹ GEN 9.7.2 GEN 9.8 Fitness and Propriety ›
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© 2019 Abu Dhabi Global Market. All rights Reserved. Abu Dhabi Global Market has been established in accordance with the Federal Decree No. (15) of 2013 Establishment of Financial Free Zone in the Emirate of Abu Dhabi