Listed funds — chapter 3

2. Chapter 3 contains, with the exception of the requirements in chapters 5 (Sponsors) and 8 (Systems and Controls), all the requirements applicable to a Reporting Entity of a Listed Fund. These requirements, while mirroring the requirements applicable to other Reporting Entities, have been tailored to take account of the characteristics of Funds. These include:
a. general requirements applicable to Listed Funds;
b. Prospectus requirements for the purposes of having Units of a Fund admitted to trading on a Recognised Body;
c. governance requirements applicable to Listed Funds;
d. market disclosure of information relating to Listed Funds; and
e. financial reporting requirements applicable to Listed Funds.