Market Infrastructure Rulebook (MIR) [VER05.240220]
- MIR 1 INTRODUCTION
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MIR 2 RULES APPLICABLE TO ALL RECOGNISED BODIES
- MIR 2.1 Introduction
- MIR 2.2 Suitability
- MIR 2.3 Governance
- MIR 2.4 Financial resources
- MIR 2.5 Systems, controls and conflicts
- MIR 2.6 Operational systems and controls
- MIR 2.7 Transaction recording
- MIR 2.8 Membership criteria and access
- MIR 2.9 Financial crime and market abuse
- MIR 2.10 Custody
- MIR 2.11 Rules and consultation
- MIR 2.12 Discipline
- MIR 2.13 Complaints
- MIR 2.14 Outsourcing
- MIR 2.15 Applications for recognition
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MIR 3 RULES APPLICABLE TO RECOGNISED INVESTMENT EXCHANGES
- MIR 3.1 Introduction
- MIR 3.2 Capital requirements
- MIR 3.3 Fair and orderly trading
- MIR 3.4 Rules Applicable to Recognised Investment Exchanges that are also MTF or OTF Operators and rules on Trade Repositories
- MIR 3.5 Pre-trade transparency obligations
- MIR 3.6 Post-trade transparency obligation
- MIR 3.7 Public disclosure
- MIR 3.8 Settlement and Clearing Services
- MIR 3.9 Admission of Financial Instruments to trading
- MIR 3.10 Default Rules
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MIR 4 RULES APPLICABLE TO RECOGNISED CLEARING HOUSES
- MIR 4.1 Introduction
- MIR 4.2 Capital requirements
- MIR 4.3 Clearing and settlement
- MIR 4.4 Admission of Financial Instruments to Clearing – investment criteria
- MIR 4.5 Default Rules
- MIR 4.6 Stress testing of capital
- MIR 4.7 Risk management
- MIR 4.8 Money settlement
- MIR 4.9 Physical delivery
- MIR 4.10 Collateral and margin
- MIR 4.11 Settlement finality
- MIR 4.12 Segregation and portability
- MIR 4.13 Rules relating to Central Securities Depositories
- MIR 5 NOTIFICATION RULES FOR RECOGNISED BODIES
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MIR 6 SUPERVISION
- MIR 6.1 Suspension and removal of Financial Instruments from trading
- MIR 6.2 Information gathering power on Regulator's own initiative
- MIR 6.3 Risk assessments for Recognised Bodies
- MIR 6.4 Complaints - Regulator's arrangements
- MIR 6.5 Regulator supervision of action by Recognised Bodies under their Default Rules
- MIR 6.6 Power to give directions
- MIR 6.7 Controllers - Notifications and powers to direct
- MIR 6.8 Power to revoke recognition
- MIR 6.9 Procedure for making orders
- MIR 6.10 Disciplinary measures
- MIR 6.11 Publication of information
- MIR 7 Remote Bodies
- MIR 8 REMOTE MEMBERS