Market Rules (MKT) [VER03.030220]
- MKT 1. INTRODUCTION
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MKT 2. THE LISTING RULES
- MKT 2.1 Application
- MKT 2.2 The Listing Principles
- MKT 2.3 General eligibility requirements
- MKT 2.4 Application for admission to the List
- MKT 2.5 Determination of applications and references
- MKT 2.6 Suspending, delisting and restoring a listing
- MKT 2.7 Continuing obligations
- MKT 2.8 Provision of information to the Regulator
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MKT 3. LISTED FUNDS
- MKT 3.1 Application
- MKT 3.2 General requirements
- MKT 3.3 Prospectus requirements relating to a Listed Fund
- MKT 3.4 Governance requirements relating to a Listed Fund
- MKT 3.5 Market disclosure relating to a Listed Fund
- MKT 3.6 Disclosure of interests by Connected Persons of Listed Funds
- MKT 3.7 Disclosure of notifiable interests
- MKT 3.8 Other matters that require market disclosure
- MKT 3.9 Accounting periods and financial reports of Listed Funds
- MKT 3.10 Manner of market disclosure
- MKT 3.11 The Regulator's power to direct disclosure
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MKT 4. OFFERS OF SECURITIES
- MKT 4.1 Application
- MKT 4.2 Exempt communications
- MKT 4.3 Exempt Offers
- MKT 4.4 Exempt Securities
- MKT 4.5 Prospectus structure and content
- MKT 4.6 Approval and publication of a Prospectus
- MKT 4.7 Offer documents from other jurisdictions
- MKT 4.8 Incorporation by reference
- MKT 4.9 Notification of material changes during the currency of the Prospectus
- MKT 4.10 Prospectus liability
- MKT 4.11 Exceptions from liability
- MKT 4.12 Advertisements
- MKT 4.13 Miscellaneous
- MKT 5. SPONSORS AND COMPLIANCE ADVISERS
- MKT 6. MARKET ABUSE, PRICE STABILISATION AND BUY-BACK PROGRAMMES
- MKT 7. MARKET DISCLOSURE
- MKT 8. SYSTEMS AND CONTROLS
- MKT 9. GOVERNANCE OF REPORTING ENTITIES
- MKT 10. ACCOUNTING PERIODS, FINANCIAL REPORTS AND AUDITING
- MKT APP 1 CONTENT OF A PROSPECTUS
- MKT APP 2 MARKET DISCLOSURE
- MKT APP 3 MARKET DISCLOSURE RELATING TO LISTED FUNDS
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MKT APP 4 CORPORATE GOVERNANCE BEST PRACTICE STANDARDS
- General
- Principle 1 — Board of Directors
- Principle 2 — Division of responsibilities
- Principle 3 — Board composition and resources
- Principle 4 — Risk management and internal control systems
- Principle 5 — Shareholder rights and effective dialogue
- Principle 6 — Position and prospects
- Principle 7 — Remuneration
- MKT APP 5 LIST OF EXEMPT OFFERORS
- MKT APP 6 CONTINUING OBLIGATIONS — SECURITY SPECIFIC DISCLOSURES