MIR 1.1.4

Table 1.1.4 below sets out further applicable requirements to Recognised Bodies that are contained in GEN and COBS.

No.
 
Rule title Rule Reference All ADGM Recognised
Bodies
1 Emergency GEN Rule 4.3.1
2 Disclosure of regulatory status GEN Rule 4.4.1 & 4.4.2
3 Location of offices GEN Rule 4.5.1
4 Close links GEN Rule 4.6.1
5 Communications with the Regulator in English GEN Rule 4.9
6 Information gathering and the Regulator’s access
to information
GEN Rule 8.1
 
7 Waivers GEN Rule 8.2
8 Controllers GEN 8.8.18.8.14
9 Notifications GEN Rule 8.10
10 Accuracy of information GEN Rule 8.10.11
11 Skilled person GEN Rule 8.12.2
12
 
Imposing restrictions on Recognised Body’s and
Recognised Body’s dealing with property
GEN Rule 8.13
 
13
 
Pooling and distribution
 
COBS Rule 14.4.3(h)
 
* Recognised Clearing
Houses only