MIR 1.1.4
Table 1.1.4 below sets out further applicable requirements to Recognised Bodies that are contained in GEN and COBS.
| No. |
Rule title | Rule Reference | All ADGM Recognised Bodies |
| 1 | Emergency | GEN Rule 4.3.1 | √ |
| 2 | Disclosure of regulatory status | GEN Rule 4.4.1 & 4.4.2 | √ |
| 3 | Location of offices | GEN Rule 4.5.1 | √ |
| 4 | Close links | GEN Rule 4.6.1 | √ |
| 5 | Communications with the Regulator in English | GEN Rule 4.9 | √ |
| 6 | Information gathering and the Regulator’s access to information |
GEN Rule 8.1 |
√ |
| 7 | Waivers | GEN Rule 8.2 | √ |
| 8 | Controllers | GEN 8.8.1 – 8.8.14 | √ |
| 9 | Notifications | GEN Rule 8.10 | √ |
| 10 | Accuracy of information | GEN Rule 8.10.11 | √ |
| 11 | Skilled person | GEN Rule 8.12.2 | √ |
| 12 |
Imposing restrictions on Recognised Body’s and Recognised Body’s dealing with property |
GEN Rule 8.13 |
√ |
| 13 |
Pooling and distribution |
COBS Rule 14.4.3(h) |
* Recognised Clearing Houses only |