MIR 7.3.2 Non-Abu Dhabi Global Market Recognition Requirements:

A Non-Abu Dhabi Global Market Recognised Body must ensure that:

(a) investors are afforded protection equivalent to that which they would be afforded if the body concerned were required to comply with Recognition Requirements;
(b) there are adequate procedures for dealing with a Person who is unable, or likely to become unable, to meet his obligations in respect of one or more market contracts connected with the Non-Abu Dhabi Global Market Recognised Body;
(c) the applicant is able and willing to co-operate with the Regulator by the sharing of information and in other ways; and
(d) adequate arrangements exist for co-operation between the Regulator and those responsible for the supervision of the applicant in the country or territory in which the applicant's head office is situated.